Published in The Jurist 68 (2008) 569-591
Lex naturalis and Ius naturale
Ken
Pennington
After the air attacks of September 11, 2001 the
To answer that question we have to go back to
the Renaissance of law in the twelfth century.
Ius and lex were terms of Roman law.
The first jurist to examine lex and ius in detail was named Gratian who
taught canon law in
The
Human Race is ruled by two things: namely, natural ius and mos.
The ius of nature is what is contained in the lex and the Gospel. By it,
each person is commanded to do to others what he wants done to himself and is
prohibited from inflicting on others what he does not want done to himself.
This indeed is the lex and the prophets.
Gratian recognized two
major elements of human law: ius
and mos. He connected ius with
natural law and lex with the Old and New Testaments.
Human lex did not enter into his discussion ― yet.
To understand Gratian’s awkward introduction one must remember that
legislative institutions were just beginning to appear in twelfth century
society; custom regulated society not leges.
If Gratian had written his introduction a century later he very likely
might have written: “Humanum
genus duobus regitur, naturali uidelicet et positivo iure.”[3]
But the canonists had not yet invented the term
“ius positivum.” To define “ius naturae” he relied on Matthew 7:12.
Ius commands each person to render onto others what each person would
want others to render onto her ― the Golden Rule.
Gratian patterned his thought after texts that he
found in Justinian’s Digest.
There he found a statement by the ancient jurist Gaius who also defined
the law that governed human society:[4]
All
peoples who are ruled by lex and mos partly
use their own ius and partly the ius that is common to all men. The ius
that each nation has constituted for itself for each city is called the
ius civile; almost as if it were a ius proprium of that city.
What, however, the natural reason of men establish and is used by all men
equally, is called the ius gentium, almost as if all human beings use that
ius.
Gaius began with lex but quickly switched his
terminology to ius. Ius can be
common to all men, but ius also governs each city.
This ius proprium is also called ius civile.
The ius gentium that is common to all men is established by human
reason. Gaius’ statement is
followed by a excerpt from Ulpian, which was the Roman version of the Golden
Rule and gives another meaning to ius:[5]
“Justice is the constant and perpetual will of
giving everyone their Ius.” Ulpian implicitly pointed out that ius also means
right and that justice can be defined by rendering everyone their proper
rights. He continued by
observing that there were three principles of ius, to live honestly, to not
injure other people, and to render everyone their ius.[6]
The Roman jurist Paul discussed the equivocal
meanings of ius immediately after Ulpian’s text:[7]
The
term “ius” can be used in several ways. In one way “ius” means what is
always equitable and good, as “Ius naturale”. In another way what is in
the interest of all or of many in a state (civitas), such as the “Ius civile”
. . . Yet another meaning of “ius” is to describe the place in
which “ius” is vindicated, the name having been given by him who renders “ius”
on the place where he does it. We can know where that place is by
wherever the praetor decides to exercise his jurisdiction, preserving the
majesty of his authority and respecting the ‘mos” of our ancestors. That
place is correctly called “ius.”
Paul’s definition is interesting for two
reasons. First, he gave ius a
meaning that connects it with equity and equity’s handmaiden justice.
Second, he calls upon a very old tradition in Roman law that defined
ius as the place where justice was rendered.[8]
Gratian and the jurists had these texts of Roman
law to draw upon for their ideas about ius and lex, but Gratian exploited
another source, Isidore of Seville’s
Etymologies for much of his thinking about the two terms.
Isidore discussed law in book five of great encyclopedia, but his ideas
about law did not enter into the Western tradition until Gratian.
He incorporated a text of Isidore in which a contrast was drawn
between, ius, mos, and lex:[9]
Consuetudo is a sort of ius established by mos and recognized as lex when lex
is lacking. It does not matter whether it is confirmed by writing or by
reason, since reason also supports lex. Furthermore, if lex is
determined by reason, then lex will be all that reason has already confirmed
--- all, at least, that is congruent with religion, consistent with
discipline, and helpful for salvation. Consuetudo is so called because
it is in common use.
Custom was related to ius when grounded in mos
and could be recognized as lex when there is no lex.
Reason was the fundamental core principle of custom and lex.
Early glossators on Gratian’s
Decretum were careful to point out that custom did not have to be in
writing, but lex was lex because it was written.
Gratian underlined the written character of lex by citing Isidore in
the only place in his Tractatus
where he offered a definition of lex:
Lex is a species of ius; lex is a written constitution.
Fifty years later Huguccio, the greatest canonist of the age,
commented:[10]
Lex
commands what is just and prohibits the contrary.
Lex is so named because it binds, or because it is read as writing, or
because it legitimately functions by rewarding those who observe it and
punishes those who transgress its rules.
At the end of the twelfth century the Roman
jurist Azo expanded on the meaning of lex in his Summa on Justinian’s Codex:[11]
Lex
is sometimes defined narrowly and sometimes broadly.
An example of a narrow definition is when a statute of the Roman people
is called a lex .
. . A lex is the common
opinion of men who are learned in the law .
. . Lex is broadly defined
when it is used to describe all reasonable statutes.
Whence lex is a sacred command, ordering honesty and prohibiting the
contrary. Consequently it is the
rule that governs just and unjust people.
It is important to notice that the jurists
never attributed the rich penumbras[12]
of meanings to lex that they did to ius.
Lex was a plebian hod carrier of the law; ius was a term rich in
resonances. Ius reminded the
jurists constantly of the transcendental significance of a legal system.
It existed not just to establish right and wrong and to punish the
wicked. It was the source of
justice, equity, and rights.
The jurists created a penumbra for lex that was
not concentrated only on what was reasonable but also on consent.
Gratian was the first jurist in the European tradition who connected
lex and consent. In a famous
passage he declared that leges are established when they are promulgated, but
that they are valid when they are approved by the mos of those who use the
leges.[13]
In contrast, from early on, the penumbras of ius
were justice, equity, and the common good.
An anonymous jurist in the early twelfth century graphically
illustrates this point. In a
gloss to Justinian’s Codex he described the relationship between ius and
justice:[14]
Justice and ius are in effect the same or ought to be the same.
Whatever justice wants, ius strives to follow.
It happens that sometimes .
. . ius is not in concord
with justice. When this occurs
justice or equity interprets that, if ius openly departs from equity, we may
ignore the authority of ius and follow equity.
Equity and justice belong in the realm of ius;
no jurist would have thought about lex in the same way.
This fact is illustrated by the way in which the jurists talked about
the hierarchy of laws. They
talked about ius divinum, ius naturale, and ius gentium.
These were not leges; they were iura.
For the later jurists Ulpian’s and Gratian’s
definition of justice dominated their thought.
Justice was the will to respect the ius of others.
It was a platitude in the legal tradition.
The platitude led them to consider other definitions that did not focus
on ius. The most prevalent of
these was a definition of justice that focused on a social contract.
The idea that justice must not only be connected with ius/rights but
also with the common good can be traced back to
The
philosophers define justice as the “habitus” of the mind to render to every
person what is his as long as the common good is preserved.[19]
Justinian defined this concept in his definition when he would say, “Justice
is the constant and perpetual will,”etc.
“His” can refer to the receiver as well as to the giver.
If it refers to the receiver then <his right> ought to be regulated by
the preservation of the common good.
Justice refers to the common good in all matters.
Gratian shaped his first dictum that introduced
the Decretum from the theological and the legal traditions.
He made a key connection between the two that has gone unnoticed.
The theological tradition had long connected the Golden Rule with
natural law. The juridical
tradition did not. The first
person who connected the Golden Rule with natural law was in a letter that a
disciple of Jerome wrote at his death.[20]
Prosperus of Aquitaine linked the Golden Rule to
natural law in his commentary on the Psalms.[21]
Haimo of Halberstadt († 853) declared in two
sermons and his biblical commentaries that natural law consisted of two
principles: “Do onto others .
. .” and “What you do not
want done to yourself, you should not do to others (cf. Tobias 4.16).
Whatever the law and the prophets will ordain can be comprehended
within these two precepts.”[22]
Remigius of Auxerre († 980) rehearsed
the tradition in his commentary on Genesis.[23]
In the late eleventh and early twelfth century Rupert of Deutz († 1129-1130)
declared that natural law is written
in the hearts of men and its expression was the Golden Rule.[24]
Hugh of St. Victor († 1141), whose
work Gratian might have known, Honorius Augustodunensis († 1156) repeated the
tradition. The Golden Rule was a
principle and command of natural law.[25]
When Gratian proclaimed at the beginning of his
Decretum that natural law was based on the Lex and the Gospels and that the
Golden Rule was the Lex and the Prophets, he drew upon a long theological
tradition. He also incorporated
the two traditional theological definitions of the Golden Rule:
“One should do to others what one would have others do to you,” and
“You should not do to others what you should not want done to you.”
These two precepts, one positive and the other negative, was very
similar to Ulpian’s definition of ius that I quoted earlier.[26]
Gratian, however, combined the Roman law and the
theological traditions in a way that would be of fundamental importance for
the future. He combined both
traditions and named them not “lex naturalis” but “ius naturale.”
His change of vocabulary enabled later jurists to incorporate the rich
penumbras of meaning for ius, which as we have seen, were completely lacking
in the definitions of lex.
Gratian added his
Tractatus de legibus to the second
recension of his Decretum.
Recently scholars have vigorously debated the chronology of Gratian’s work.[27]
Some have placed his teaching activity in
We have seen that until the twelfth century the
theologians always used the term lex naturalis.
In the thirteenth century they gradually began to incorporate the
change from lex naturalis to ius naturale into their thought.
Thomas Aquinas’ works demonstrate the slow penetration of the term ius
naturale into theological thought.
In his early works, especially his commentary on the Sentences of Peter
Lombard (ca. 1256), Aquinas discusses natural law in depth but never uses the
term ius naturale, only lex naturalis.[30]
When Thomas Aquinas discussed natural law in his
Summa theologiae (ca. 1265-1272),
he vacillated in his terminology between lex naturalis and ius naturale.[31]
As far as I can see he used the two terms
interchangeably, and he never drew upon the rich jurisprudential discussions
of the meanings of “ius.” Other
evidence points to Thomas’ having turned to and his becoming familiar with the
legal tradition only in his later works.
He cited Gratian’s Decretum seven times in his Commentary on the
Sentences and 81 times in his Summa
theologiae. It is not that Thomas
was unaware or uninterested in law in his early writings.
He cited papal decretals 32 times in his Commentary on the Sentences.
I suspect that Thomas’ own
Tractatus de legibus forced him to confront Gratian’s
Tractatus as he was writing about
law in his Summa theologiae.[32]
Much of the debate about Aquinas’ thought on
natural law has focused on his ideas about rights and whether his theory of
natural law was compatible with the idea of subjective rights.[33]
I would like, however, to make a slightly
different argument from the concerns of Tierney, Finnis, and Zuckert.
As I have shown Thomas came to the concept of ius naturale late, and he
never fully grappled with the full implications of how Gratian and his
successors thought of natural law as a set of principles and as well as a set
of rules or laws. As far as I can
tell Aquinas did not know the theological tradition that Gratian drew upon
when he attributed the Golden Rule to natural law.
He only seems to have cited the Golden Rule in his later works, the
Summa theologiae and
his Commentary on Matthew, and
in them Thomas never called it a principle of natural law.
Most importantly I think that Thomas’
discussion of natural law is dominated by his language.
For him natural law was lex naturalis, not ius naturale.
I believe that his language shaped his thought.
It would go far beyond the scope of this paper to
prove conclusively (or to disprove) the points that I have made in the
previous paragraphs. All of
Thomas’ use of lex naturalis and ius naturale would have to be examined and
compared in contextual and chronological order.
For purposes of the argument in this paper let me here just give a
couple of examples of Thomas’ discussion of lex naturalis when he defined the
term in question 94.
Thomas confronted natural law and Gratian’s
definition of natural law directly in his
Tractatus de legibus.[37]
He began question 94 by discussing naturalis lex
as a habitus. He had already
connected habitus to lex naturalis in his Commentary on the Sentences.[38]
In doing so Thomas drew upon recent theological
thinking about natural law. As we
have seen, justice had been described as a habitus, since
Gratian’s definition of ius naturale did not fit
into Thomas’ scheme of definitions.
But it was such a well-known text by the time Thomas wrote that he had
to deal with it. He sidled up to
Gratian belatedly when he asked whether the lex naturae was the same for all
human beings in article 4 of question 94 and quoted Gratian’s statement that
ius naturale is what is contained in the Old and New Testaments.
But since these Judeo-Christian texts are not accepted by everyone, lex
naturalis is not common to all people.[40]
He put forward several
counterarguments, including the text of Isidore of Seville that Gratian
included at Distinction 1, canon 7.[41]
In the most important text on natural law in
Gratian’s Decretum, Isidore had declared that ius naturale was common to all
nations. The canonists quickly
glossed “nations” as all persons who had been born, “nascentium.”[42]
Natural law was common to all human beings.
Thomas solved this contradiction by relying on
Aristotle not the canonists.
Those principles that people are “naturally” inclined through reason pertain
to natural law.[43]
He was not comfortable ― or perhaps it is more accurate to say ―
or sympathetic with Gratian’s approach to natural law.
The entire text of Isidore that Gratian included in his discussion of
natural law listed a series of principles to illustrate his assertion that
natural law was based on the Golden Rule:[44]
Natural law is common to all nations. It has its origins in nature not
in any constitution. Examples of natural law are the union of men and
women, the procreation and raising of children, the common possessions of all
persons, the equal liberty of all persons, the acquisition of things that are
taken from the heavens, earth, or sea, the return of property or money
that has been deposited or entrusted. This also includes the right to
repel violence with force. These things and similar are never unjust but are
natural and equitable.
Isidore/Gratian’s list of principles were not
leges. The list is a set of
human relationships having their origins in nature (instinctu naturae).
All of these relationships are encompassed by rights and duties.
Men and women have the right and the duty to mate.
Men and women have the right and the duty to raise children.
Children have the right to be raised, and the duty to honor their
parents.[45]
Isidore/Gratian turned to Roman law to describe
other principles. People have the
right to claim ownership of “res nullius” and the right of self defense.
Thomas, however, stumbled when he confronted “the
return of property or money that has been deposited or entrusted” in
Gratian/Isidore’s text. Thomas
must have asked himself, how could the Roman law contract of deposit and
commodatum be a principle of natural law? Modern
readers have not always understood that Thomas was reading Isidore in Gratian
and not Isidore outside of the Decretum.
Thomas did not understand that Gratian expected Isidore’s text to be
interpreted through the prism of his opening statement on natural law.
Instead Thomas approached the text literally.
Is it a principle of natural law that a gratuitous contract of deposit
or commodatum should always be fulfilled?[46]
The obvious answer to his literal question is no:[47]
It is right and true that all things should be done according to reason. From this principle it follows as an almost inevitable conclusion that deposits must be returned. And indeed this is true in many cases. But it can happen that in a case it might be damaging and consequently would irrational if a deposit was returned. For example if someone would use the deposit to wage war against his homeland. <Reason> can be deficient as one descends into particular cases. Consider if it were said that deposits must be returned with a stipulation or in another manner with particular conditions attached. In that case the many more reasons can arise that would make it not right to either return or keep the deposit.
Thomas’ loses his grip on the legal rules governing the contract of deposit at the end. “Cautiones” or “conditiones” could not be attached to the deposit because the contracts of deposit and commodatum would then lose their unilateral and gratuitous nature. Nonetheless, it is clear, and that is the main point, Thomas thought of this section of Gratian/Isidore’s text as a “lex” ― that is the rules of positive Roman law governing these contracts and misunderstood the rules that regulated them. Thomas connected the obligations incurred by these contracts as founded on reason ― for him and for Gratian reason was an essential ingredient of natural law. However, Gratian certainly and Isidore possibly were thinking of deposit and commodatum as the manifestation of the foundational principle of ius naturale in this area of law: do unto others as other would do unto you. The depositor or lender had to depend on the depositary’s or borrower’s honor to return the property. No other contracts would have fallen into this category. Consequently, the Golden Rule had great moral and ethical force in this contract and not in others that had consideration (do ut des) and conditions attached to them. That is why Gratian and Isidore chose these contracts for their illustration of a fundamental principle of natural law. Thomas analyzed the contract of depositum and commodatum in positivistic terms. His first argument would have been persuasive to Gratian and the jurists: if the return of the property resulted in damage to the common good and was unreasonable, it should not be returned. Gratian and Isidore, however, were propounding a much larger principle that Thomas just did not see.
The jurists, however, understood Gratian’s point. If Thomas had read Huguccio’s gloss on Isidore’s text he might have seen it in a different light. Huguccio made Gratian’s point exactly in his gloss to Isidore’s text at the end of the twelfth century:[48]
“The return of property or money that has been deposited or entrusted”:
This by right (ius) or evangelical command, in which anyone is ordered
to do unto others what he wishes to be done to him, and anyone is prohibited
from doing unto others what she would not wish to be done to her.
Reason and the judgment of reason approves restitution that was
deposited with me or was entrusted to me.
Huguccio and the canonists saw that Gratian was using Isidore to give an illustration of a principle. He was not claiming that the Roman contracts of deposit and commodatum were in some sense a part of natural law. They were an illustration of a principle of natural law. Thomas did not see the connection. It is understandable. Thomas was not a jurist. He did not know the intricacies of juristic thought. As we have seen he came to Gratian’s doctrine of natural law late in his career, and there is little evidence in his work that he knew more about jurisprudence in general and natural law in particular than he found in Gratian’s Decretum.[49]
When Thomas came back to Gratian at the end of article 4 of question 94, he returned to the question of whether all law contained in the Old and New Testament constituted natural law. The question that he posed in the beginning of the question is, to a certain extent, specious. No jurist or theologian ever claimed that all the precepts in the Judeo-Christian texts were tenets of natural law. Thomas conceded that he had constructed a straw man that did not reflect Gratian’s text accurately. He concluded:[50]
It must be said to the original question that
Gratian’s comment ought not be understood that almost all law contained in the
Old and New Testament are laws of nature, since many things there are “above
nature.”[51]
But whatever constitutes natural law is fully
contained there. Consequently
Gratian said immediately, as an example and as a clarification, “The
ius of nature is what is contained in the lex and the Gospel. By it,
each person is commanded to do to others what she wants done to herself.”
Thomas’ summary of Gratian’s meaning is
correct. What he did not
understand is how Gratian’s conception of natural law as a principle that
could be expressed by the Golden Rule of the Judeo-Christian and Roman legal
traditions was linked with Isidore of Seville’s text in D.1 c.7.
Thomas may not have understood Gratian, but his
commentary on natural law in his Summa
theologiae became a touchstone for all later discussions in theology and
law. In part this was because the
later canonists did not write commentaries on Gratian’s Decretum and his
Tractatus de legibus.
The jurists had to turn to Thomas and the theological tradition.
The only commentary on Gratian that circulated widely in the later
Middle Ages was Guido de Baysio’s
Rosarium that he finished ca. 1300.
Nicholaus de Tudeschis (Panormitanus)
wrote one of the only detailed commentaries on the first few chapters of
Gratian’s Tractatus de legibus in
the late Middle Ages. He dealt
with Thomas and Gratian in his discussion of natural law.[52]
Although his extensive commentary
seems to have not circulated widely and was not generally known, it is a good
example how important Thomas’ discussion of natural law had become by the
middle of the fifteenth century.
At the beginning of his commentary Panormitanus
quoted Thomas’ definition of natural law that had become lapidary:
“natural law (lex naturalis) is nothing other than the impression of
divine illumination on us.
Consequently, lex naturalis is every rational creature’s participation in the
lex eternal.”[53]
He expanded upon Thomas’ definition using his
language and terminology. In
spite of the legal tradition that eschewed the term lex naturalis,
Panormitanus repeatedly adopted Thomas’ terminology.[54]
Thomas had stated that the first principle of law
and therefore natural law was the necessity to do good and avoid evil.
Guido de Baysio had incorporated Thomas’ into his definition at the end
of the thirteenth century but obscured Thomas’ influence by attributing the
text to Laurentius Hispanus († 1248).
Panormitanus corrected him and changed Thomas’ text in a small but
significant way. It was the first
principle of the law (lex) of nature to do good and avoid evil.[55]
When Panormitanus reached Gratian’s central text
on natural law at D.1 c.7, his terminology began to become unstable.
As we have seen when he wrote about natural law drawing upon Thomas’
Summa theologiae, he adopted
Thomas’ lex naturalis consistently.
When he began to discuss Isidore’s text, however, he began to vacillate
in his terminology:[56]
Note that these is only one lex
naturalis for all people, and therefore all people have one natural instinct.
. .
. Note that lex naturalis is stamped naturally on the hearts of people
. .
. Note in the nine examples of
ius naturale that are placed here in the text.
Do not think that <ius> naturale is restricted to these examples or
that lex naturalis can be defined through them.
Many other examples might be given.
As he analyzed Isidore’s list of examples of
natural law, he reverted completely to the language of the jurists:[57]
Among other examples note that the coupling of men and women is
a norm of ius naturale, as the gloss notes, in so far as he says that, if this
text is understood as the coupling of bodies then it ought to be understood as
being a norm of ius naturale deriving from sensuality.
If however, it is understood as a coupling of souls, then the norm is
just as ius naturale derived from reason.
Panormitanus used Thomas’ terminology, mixed in
with the jurists’ ius naturale, and did not seem to object to or perhaps even
have noticed his unstable terminology for describing natural law.
Panormitanus’ mixing of juristic and theological
terminology was not typical of the jurists ― although theologians, as far as I
can see, adopted Thomas’ lex naturalis by the early modern period.
For example Francisco Suárez († 1617) used lex naturalis almost
exclusively when writing about natural law in his comprehensive treatise on
law ― except when he turned to juristic thought.[58]
But Aquinas formed the bedrock of his discussion.
Yet Suárez was far from a positivist.
In the debate about who was and who was not an advocate of natural
subjective rights most scholars have agreed that Suárez had a clear doctrine
of rights.[59]
Manuel González Téllez († 1649) wrote one of the
last extended canonistic discussions of natural law that was framed by the
medieval jurisprudential tradition in the preface to his commentary on the
Decretals of Gregory IX.[60]
Like Panormitanus Téllez used and cited Thomas
Aquinas extensively.[61]
Only once, however, when discussing Thomas and
natural law, did he slip into Thomas’ terminology.[62]
What is particularly striking is that Téllez
wrote about natural law primarily in terms of
“praecepta (norms or maxims)” not in terms of “leges.”
The most fundamental of these norms, wrote Téllez, was that human
beings should and can distinguish between good and evil.[63]
For the remainder of these norms he turned to the
jurisprudential tradition. Human
beings should live honestly and should not injure their neighbors.[64]
Lastly, to give each person his ius in contracts,
restitutions, and payments of debts, whose rendering may to assigned to reason
and natural equity.[65]
All of these norms, Téllez concluded by turning
back to Gratian’s dictum at the beginning of the Decretum, can be found in the
divine wisdom of Christ’s admonition found in Matthew, chapter 7, “Do unto
others as you would others do unto you.”[66]
When Pope Benedict XVI addressed
the participants of the International Congress on Natural
Moral Law in
The capacity to see
the laws of material being makes us incapable of seeing the ethical message
contained in being, a message that tradition calls lex naturalis,
natural moral law . . . From it flows
the other more particular principles that regulate ethical justice on the
rights and duties of everyone. So does the principle of respect for human
life from its conception to its natural end, because this good of life is
not man's property but the free gift of God. Besides this is the duty to
seek the truth as the necessary presupposition of every authentic personal
maturation. Another fundamental application of the subject is freedom.
Human freedom is always a freedom
shared with others. It is clear that the harmony of freedom can be found only
in what is common to all: the truth of the human being, the fundamental
message of being itself, exactly the lex naturalis.
And how can we not mention, on one
hand, the demand of justice that manifests itself in giving
unicuique suum and, on the other, the expectation of solidarity
that nourishes in everyone, especially if they are poor, the hope of the help
of the more fortunate?
Unwittingly Benedict separated the two
traditions that we have been examining.
The jurists made no distinction between ius naturale and justice, and
an important aspect of justice was preserving the common good.
More significantly when Benedict thought about what constituted an
example of lex naturalis, he proposed an universal lex:
the respect for human life from conception to its natural end.
Thomas Aquinas might have found fault with this lex in the same way
that he objected to gratuitous contracts being called principles of natural
law. Does not human reason and
human ideas of justice find ways to end lives between conception and death, he
might ask. The death penalty and
the killing fields of war are two examples that he would certainly have cited.
As Thomas pointed out, how can something be called a principle of
natural law if there are generally held exceptions to it?[68]
What Benedict overlooks is his Church’s own
jurisprudence. It is what every
jurist, even the pagan Roman jurists, had understood for centuries:
ius embodies justice and ius naturale in its purest form contains
equity, justice, and reason in its DNA.
I would argue that the shift in terminology that we have traced has
impoverished natural law thought.
Lex naturalis shifted the emphasis both yesterday and today from a set of
principles, rights, and duties encapsulated in ius to positivistic sets of
rules and norms, shaped and fashioned according to each person’s belief
system, that are and always have been the defining feature of lex.
Human beings may never agree on universal rules of a lex naturalis, but
they might agree on universal principles of a ius naturale.
Finally, to answer the question that I posed at
the beginning of this essay: why
were the bollards surrounding the Supreme Court provided with the word “Lex”?
The answer is undoubtedly “Ignorantia iuris”.
[1] Since my home is two blocks away from the steam plant I have mixed feelings about efforts to guarantee its continued existence.
[2]
Gratian, Decretum, ed. Emil
Friedberg (
[3] Stephan Kuttner, “Sur les origines du terme ‘droit positif’,” Revue historique du droit français et étranger4 15 (1936) 728-740. See also John Marenbon, “Abelard’s Concept of Natural Law,” Mensch und Natur im Mittelalter, ed. A. Zimmermann and A. Speer (Miscellanea Mediaevalia 21; Berlin-New York: 1991) 609-621.
[4]
Justinian’s
Digest, ed. Alan Watson (
[5] Dig.1.1.10pr.: “Ulpianus 1 reg. Iustitia est constans et perpetua voluntas ius suum cuique tribuendi.”
[6]
Dig.1.1.10.1: “Ulpianus 1 reg. Iuris praecepta sunt haec: honeste vivere,
alterum non laedere, suum <ius> cuique tribuere.”
[7] Dig.1.1.11: “Paulus 14 ad sab. Ius pluribus modis dicitur: uno modo, cum id quod semper aequum ac bonum est ius dicitur, ut est ius naturale. altero modo, quod omnibus aut pluribus in quaque civitate utile est, ut est ius civile . . . Alia significatione ius dicitur locus in quo ius redditur, appellatione collata ab eo quod fit in eo ubi fit. Quem locum determinare hoc modo possumus: ubicumque praetor salva maiestate imperii sui salvoque more maiorum ius dicere constituit, is locus recte ius appellatur.”
[8] The beginning of the Law of the Twelve Tables began “In ius vocando” that undoubtedly shaped this definition of ius.
[10]
Huguccio (ca. 1190), D.1 c.3 s.v. Lex est constitutio scripta:
iustum precipiens et contrarium prohibens, ut xxiii. q.iiii. Si ecclesia
(C.23 q.4 c.42). Lex dicitur quia ligat, uel quia legatur utpote
scripta, uel quia legitime agat dum sui obseruatores remunerat et
transgressores plectit et mulctat, ut infra di. iii. Omnis et d.iiii. Facte
(D.3 c.4 and D4 c.1). Summa decretorum, 1: Distinctiones
I-XX, ed. Oldřich Přerovský (Monumenta iuris canonici, Series A, 6; CittB
del Vaticano: Biblioteca Apostolica Vaticana, 2006) 25.
[11]
Azo (ca.
1200-1220), Summa Codicis, De legibus et constitutionibus
principis Cod. 1.14,
[12] “Penumbra” is a term that has evolved in American constitutional law to mean concepts that are attached ot a specific rule or term or norm. Justice William O. Douglas famously used the term in this sense in the American Supreme Court decision, Griswold v. Connecticut, 381 U.S. 479, 85 S. Ct. 1678, 14 L. Ed. 2d 510 (1965).
[13] D.4 d.p.c.3: “Leges instituuntur, cum promulgantur, firmantur, cum moribus utentium approbantur. Sicut enim moribus utentium in contrarium nonnullae leges hodie abrogatae sunt, ita moribus utentium ipsae leges confirmantur.”
[14]
Anonymous Jurist (ca. 1130?), to Cod. 1.13.2 s.v. Que religiosa mente,
[15]
Stephan
Kuttner, “A Forgotten Definition of Justice.” Mélanges Gérard Fransen
(Studia Gratiana 20;
[17]
E.g.
[19] See Kuttner, “A Forgotten Definition of Justice” for the lineage of this concept of justice.
[20] PL 22.239-240: “Lex naturalis hoc praecipit: ut quod ab aliis desideramus, hoc aliis faciamus.”
[21] PL 51.354, to Psalm 118, verse 119: “sed omnem hominum teneri lege naturae ut quod pati non vult, sciat alii non esse faciendum.”
[22] PL 118.536: “Quaecumque vultis ut faciunt vobis homines, et vos eadem facite illis.” Ista est lex naturalis, quae in duobus consistit praeceptis, et in his duabus sententiis tota lex pendet et prophetae. Et hoc est unum quod tibi dicitur: “Quaecumque vultis ut faciunt vobis hominess” et aliud est quod alibi dicitur “Quod tibi non vis fieri, alii ne feceris.” Quia quidquid lex et prophetae latius describunt in his duobus praeceptis breviter est comprehensum.” See also PL 118.237, PL 116.830, PL 116.889, 116.430.
[23] PL 131.98, Genesis 24, verse 25: “Rebecca apud se esse dicit lex est naturalis quam sancta ecclesia antequam ad Christum veniret, habebat, qua dicitur ‘Quaecumque vultis ut faciunt vobis hominess, eadem et vos facite illis.’ Ergo per hanc legem naturae praeparabatur ingressus legi evangelicae.”
[24]
Rupert of Deutz,
[25] Hugh of Saint Victor, De sacramentis, PL 176.38-39: “lex naturalis . . . unum tantum praeceptum in corde hominis posuit: ‘Quod tibi vis, id aliis feceris; quod tibi non vis, aliis ne faceris’.” PL 175.659-660: “Sub lege naturali duo praecepta fuerunt, tria sacramenta. Duo praecepta: ‘Quod tibi non vis, alii ne faceris’ et ‘Quaecumque vultis ut faciunt vobis homines, eadem et vos facite illis’.” Also PL 177.668. Honorius Augustodunensis, Speculum ecclesiae PL 172.919: ‘Homini de pardyso ejecto inditur lex naturalis: ‘Quod tibi non vis, alii ne feceris’.” Also PL 172.362.
[26]
Dig.1.1.10.1: “Ulpianus 1 reg. Iuris praecepta sunt haec: honeste vivere,
alterum non laedere, suum <ius> cuique tribuere.”
[27]
I have reviewed this discussion and the literature in The Birth of the “Ius
commune”: King Roger II’s Legislation’,
Rivista internazionale
di diritto comune 17 (2006) 23-60 and “The
Big Bang”: Roman Law in the Early Twelfth-Century,”
Rivista internazionale di diritto
comune 18 (2007).
[28]
Anders Winroth has given
a summary of recent scholarship on Gratian in ‘Recent Work on the Making of
Gratian’s Decretum’,
Bulletin of Medieval Canon Law 26
(2004-2006) 1-29, with a complete bibliography to 2006. See
especially
Winroth’s two essays defending a
later date for the teaching of Roman and canon law, ‘The Teaching of Law in
the Twelfth Century’, Law and
Learning in the Middle Ages, edd. Helle Vogt and Mia Münster-Swendsen
(Copenhagen 2006) 41-62 and ‘Neither Free nor Slave: Theology and Law in
Gratian’s Thoughts on the Definition of Marriage and Unfree Persons’,
Medieval Foundations of the Western
Legal Tradition: A Tribute to Kenneth Pennington,
edd. Mary E. Sommar and Wolfgang P. Müller
(
[29]
Carlos Larrainzar, “El borrador
[30]
Peter Lombard also used only lex naturalis when he discussed natural law.
If Thomas had known Gratian’s introductory remarks he might have
connected the Golden Rule with natural law when he commented on
[30a] Migne, PL 179.182 (JL 7625). Printed by Johann Martin Lappenberg, Hamburgisches Urkundenbuch (Vol. 1, Hamburg: Perthes-Besser & Mauke, 1842) 134-135. My argument cannot, however, be maintained. Anders Winroth, "Innocent II, Gratian, and Abbé Migne" Bulletin of Medieval Canon Law vol. 28 (2008) has pointed out that Lappenberg's text with the crucial words "ius naturale" were conjectural emendations to the text of Innocent's letter.
[31] According to the word count in the Corpus Thomisticum he used lex naturalis more than ius naturale.
[32] I have gleaned all these statistics here and elsewhere in this paper from the Index Thomisticum on the web: http://www.corpusthomisticum.org/it/index.age
[33]
There is a clear presentation of the issues by
[34]
[35] Facultas rebellandi, nubendi, vendendi, implendi, dimittendi, petendi, docendi, praedicandi, peccandi, coeundi, et alia. The jurists also used facultas as an equivalent of ius.
[36] Tierney, Idea of Rights 23.
[37] Thomas Aquinas, Summa Theologiae 1-2, q.94 a.
[40] Thomas Aquinas, Summa theologiae 1-2, q. 94 a. 4 arg. 1: “Ad quartum sic proceditur. Videtur quod lex naturae non sit una apud omnes. Dicitur enim in decretis, dist. I, quod ius naturale est quod in lege et in Evangelio continetur. Sed hoc non est commune omnibus, quia, ut dicitur Rom. X, non omnes obediunt Evangelio. Ergo lex naturalis non est una apud omnes.”
[41] Ibid. 1-2 q. 94 a. 4 s. c: “Sed contra est quod Isidorus dicit, in libro Etymol., ius naturale est commune omnium nationum.” Editors and translators cite this text as coming from Isidore’s Etymologies (which it does), but Thomas took it from Gratian.
[42] The earliest gloss that I know is an interlinear gloss in Köln, Dombibl. 127, fol. 9r: D.1 c.7 s.v. nationum “idest nascentium.” The idea became mainstream when Huguccio glossed the text, s.v. omnium nationum: “idest omnium nascentium, idest animalium.” Summa decretorum, 1: Distinctiones I-XX, ed. Oldřich Přerovský (Monumenta iuris canonici, Series A, 6; Città del Vaticano: 2006) 31.
[43] Thomas Aquinas, Summa theologiae 1-2 q. 94 a. 4 co. “Respondeo dicendum quod, sicut supra dictum est, ad legem naturae pertinent ea ad quae homo naturaliter inclinatur; inter quae homini proprium est ut inclinetur ad agendum secundum rationem. Ad rationem autem pertinet ex communibus ad propria procedere, ut patet ex I Physic.”
[44]
Gratian, Decretum D.1 c.7: “Ius
naturale est commune omnium nationum, eo quod ubique instinctu nature, non
constitutione aliqua habetur, ut viri et femine conjunctio, liberorum
successio et educatio, communis omnium possessio et omnium una libertas,
acquisitio eorum, quae celo, terra marique capiuntur; item deposite rei vel
commendate pecuniae restitutio, violentie per vim repulsio.
[45]
This right and duty was already embedded in Roman testamentary law.
Children could not be disinherited unless they committed certain
serious crimes. Later the
canonists developed the right of children to be nurtured and supported; on
both issues see Charles
J. Reid, Jr. Power over the Body, Equality in the Family: Rights and
Domestic Relations in Medieval Canon Law
(Emory University Studies in Law and Religion.
[46]
On the Roman law of deposit, see Reinhard
Zimmermann, The Law of
Obligations: Roman Foundations of the Civilian Tradition
(
[47]
Thomas Aquinas,
Summa theologiae
1-2 q. 94 a. 4 co. “Apud omnes enim hoc rectum
est et verum, ut secundum rationem agatur.
Ex hoc autem principio sequitur quasi conclusio propria, quod
deposita sint reddenda. Et hoc quidem ut in pluribus verum est, sed potest
in aliquo casu contingere quod sit damnosum, et per consequens irrationabile,
si deposita reddantur; puta si aliquis petat ad impugnandam patriam.
Et hoc tanto magis invenitur deficere, quanto magis ad particularia
descenditur, puta si dicatur quod deposita sunt reddenda cum tali cautione,
vel tali modo, quanto enim plures conditiones particulares apponuntur, tanto
pluribus modis poterit deficere, ut non sit rectum vel in reddendo vel in
non reddendo.”
[48] Huguccio, Summa decretorum, ed. Přerovský, D.1.c.7, s.v. item deposite: “Hoc de iure uel precepto euangelico, quo quis iubetur alii facere quod sibi uult fieri et prohibetur alii facere quod sibi non uult fieri. Ratio etiam et iudicium rationis approbat id restituendum fore quod apud me est depositum uel michi est commodatum.”
[49] I speak narrowly about his understanding of natural law jurisprudence. As I have indicated earlier Thomas cited Gratian and decretals frequently in his works.
[50]
Thomas Aquinas, Summa theologiae
1-2 q. 94 a. 4 ad 1
“Ad primum ergo dicendum quod verbum illud non est
sic intelligendum quasi omnia quae in lege et in Evangelio continentur, sint
de lege naturae, cum multa tradantur ibi supra naturam, sed quia ea quae
sunt de lege naturae, plenarie ibi traduntur. Unde cum dixisset Gratianus
quod ius naturale est quod in lege
et in Evangelio continetur, statim, exemplificando, subiunxit,
quo quisque iubetur alii facere
quod sibi vult fieri.”
[51] I am not sure I understand what Thomas means by “supra naturam.”
[52] Orazio Condorelli, “La dottrina delle fonti del diritto nel Commentario del Panormitano sulla Distinctio prima del Decretum,” Zeitschrift der Savigny-Stiftung für Rechtsgeschichte, Kanonistische Abteilung 91 (2005) 299-354; his Commentary was discovered by Antony Black; see Kenneth Pennington, “Nicholaus de Tudeschis (Panormitanus),” Niccolò Tedeschi (Abbas Panormitanus) e i suoi Commentaria in Decretales, ed. Orazio Condorelli (Roma: 2000) 9-36, on p. 16. Also published on CD Rom with Panormitanus’ Commentary: Nicholaus de Tudeschis (Abbas Panormitanus) Commentaria in Decretales Gregorii IX et in Clementinas Epistolas (Edizioni Informatiche, Roma: 2000).
[53]
Panormitanus,
[54]
Ibid. fol. 253rb-253va:
“Ego tamen puto quod lex naturalis non
proprie comprehendatur sub lege divina, licet participet de lege eterna, que
est summa ratio in Deo existens, ut notat beatus Thomas in prima secunde q.
xci. ar. i. (1-2 q.91 a.1; rectius 1-2 q.93 a.1)
Et
clarius idem beatus Thomas attingens hanc materiam xci.b dis. ar.
ii. (1-2 q.91 a.2) in parte preall. dicit quod, cum omnia, que divine
providentie subduntur, a lege eterna regulentur et mensurentur, manifestum
est quod omnes participent aliqualiter legem eternam, in quantum scilicet ex
impressione eius habent inclinationes in proprios actus et fines. Inter
cetera autem, etiam rationalis creatura excellentior quodammodo divine
providentie subiacet, in quantum et ipsa sit providentie particeps sibi ipsi
et aliis providens, unde et in ipsa participatur ratio eterna, per quam homo
naturalem habet inclinationem ad debitum actum et finem, et talis
participatio legis eterne in tali creatura lex naturalis dicitur secundum
eum, quod est bene notandum. Et sic videtur quod lex naturalis non sit
proprie ius divinum sed participatio legis eterne. Ad idem facit c. Quo iure
viii. dist. (D.8 c.1) ubi textus dicit quod ius divinum in divinis
scripturis habetur, lex autem naturalis non continetur in aliqua
constitutione, ut patet ex precedenti et probatur infra ead. dist. Ius
naturale (D.1 c.7), ubi dicitur quod naturale ius non habetur constitutione
aliqua, sed instinctu nature, id est naturali inspiratione seu inclinatione.”
[55]
Ibid. fol. “Sed adverte quod
ista dicta Archidyaconi que attribuit Laurentio sunt ad literam beati Thome
in prima secunde dis. xciv.
articulo ii. ad aliud tamen effectum quam queratur hic. Ibi enim beatus
Thomas format questionem an lex naturalis contineat unum preceptum an plura.
Et tandem videtur concludere quod multa sunt legis nature precepta in
se ipsis, omnia tamen communicant in una radice, scilicet ad unum primum
preceptum. Primum autem preceptum legis nature est per eum quod bonum est
faciendum et prosequendum et malum vitandum. Et super hoc fundantur omnia
alia precepta legis nature, ut scilicet omnia facienda vel vitanda
pertineant ad precepta legis nature, que ratio practica naturaliter
apprehendit esse bona humana.”
Thomas had written in 1-2 q.
94 a. 2 co. “Hoc est ergo primum
praeceptum legis, quod bonum est faciendum et prosequendum, et malum
vitandum. Et super hoc fundantur omnia alia praecepta legis naturae, ut
scilicet omnia illa facienda vel vitanda pertineant ad praecepta legis
naturae .
.
.”
[56]
Ibid.
fol. 261r:
“Nota
quod unica est lex naturalis omnibus hominibus, et sic omnes habent unum
instinctum naturale. . .
. Nota quod lex
naturalis est in cordibus hominum naturaliter impressa.
. .
. Nota novem exempla iuris naturalis que ponuntur hic in textu.
Non enim intelligas quod naturale restringatur
ad ista exempla, vel quod per ista lex naturalis diffiniatur.
[57]
Ibid. “Et inter cetera exempla nota quod maris et femine coniunctio est de
iure naturali, et in hoc notat glosa I (D.1 c.7 s.v.
coniunctio) in quantum dicit
quod, si intelligatur in hoc textu de coniunctione corporum, tunc debet
intelligi de iure naturali ex sensualitate proveniente; si autem de
coniunctione animorum, tunc quasi ius naturale ex ratione proveniens.”
[58]
The most convenient edition of his work is Francisco
Suárez,
De legibus, 3 (II 1-12): De lege naturali,
edd. L. Pereña, and V. Abril
with E. Elorduy, C. Villanueva,
and P. Suñer et al. (Corpus hispanorum de pace 13;
Madrid: 1974) and De legibus, 4 (II 13-20): De iure
gentium, edd. L. Pereña, E. Elorduy, V. Abril C. Villanueva and P. Suñer
et al. (Corpus hispanorum de pace 14;
Madrid: 1973) and the other volumes in this series.
[59] Tierney, Idea of Natural Rights 301-315.
[60]
On Tellez, see Kenneth Pennington,
“Sovereignty and Rights in
Medieval and Early Modern Jurisprudence: Law and Norms without a
State,” Rethinking the State in the Age of Globalisation: Catholic
Thought and Contemporary Political Theory, ed.
Heinz-Gerhard Justenhoven and James Turner (Politik: Forschung und
Wissenschaft, 10; Münster: LIT Verlag, 2003) 117-141 at 126-136 and in
Roman Law as Formative of Modern Legal Systems: Studies in Honour of Wiesław
Litewski. Edd. J. Sondel,
J. Reszczyński, and P. Ściślicki.
(2 Volumes. Kraków:
[61]
Emanuelis Gonzalez Tellez,
Commentaria in quinque libros decretalium (5 vols.
[62] Ibid. 3: “Priori modo natura rationalis fundamentum est legis naturalis; posteriori vero modo est ipsa lex naturalis, quae humanae voluntati praecipit, vel prohibet, quod agendum est, ut docent D. Thomas 1.2 q.94 art. 1 et 2.”
[63]
Ibid. 5: “Primum et communissimum praeceptum est secundum eundem Angelicum
Praeceptorem (
[64] Ibid. “Praecepta huius iuris a consultis indicata, non alia in effectu sunt quam quae recensentur in l. Iustitia 10 § 1 ff. de iustitia et iure (Dig. 1.3.10.1), § Iurispraecepta Inst. eodem titulo (Inst. 1.1) . . . Hosneste vivere continent decentiam naturalem erga se, tam famae quam corporis intuitu . . . Alterum non laedere proximum, est iustitiae, quae est ad alios; ergo contra naturalem rationem est alterum damno afficere uel in rebus per furtum vel in vita aut persona per vulnus illatum . . . Unde deducit <Antoninus> Florentinus nefas esse hominum homini insidari.”
[65] Ibid. “Postremum est ius suum cuique tribuere, quod ad pactiones, restitutiones, et solutions rerum debitarum proprie spectat, quarum implementum merito rationi, et aequitati naturali assignatur sive arribuitur.”
[66] Ibid. “Haec omnia praecepta respectu omnium hominum hoc uno clausit divina sapientia Christi Domini apud Marrh. 7: ‘Omnia quaecumque vultis, ut faciunt vobis hominess, et vos facite illis. Haec est enim lex et propheta’.”
[67]
The entire text reads: “È proprio alla luce di queste constatazioni che
appare in tutta la sua urgenza la necessità di riflettere sul tema della
legge naturale e di ritrovare la sua verità comune a tutti gli uomini. Tale
legge, a cui accenna anche l’apostolo Paolo (cfr Rm 2,14-15), è
scritta nel cuore dell’uomo ed è, di conseguenza, anche oggi non
semplicemente inaccessibile. Questa legge ha come suo primo e generalissimo
principio quello di ‘fare il bene ed evitare il male.’
È, questa, una verità la cui evidenza si impone immediatamente a
ciascuno. Da essa scaturiscono gli altri principi più particolari, che
regolano il giudizio etico sui diritti e sui doveri di ciascuno. Tale è il
principio
The translation is based on: http://www.vatican.va/holy_father/benedict_xvi/speeches/2007/february/documents/hf_ben-xvi_spe_20070212_pul_en.htm