Politics in Western Jurisprudence
Kenneth Pennington
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Princeps legibus solutus est, Quod
principi placuit
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Quod omnes tangit
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In his work
Politica methodice digesta that he published in 1603 Johannes Althusius
defined politics as the “art of associating (consociandi) men for the purpose of
establishing, cultivating, and conserving social life among them.”
Althusius was an early modern German jurist who firmly believed that human
social institutions were and should be regulated by law. “Common law (lex
communis), which is unchanging, indicates that in every association . . . some
persons are rulers (heads, overseers, prefects) or superiors, others are
subjects or inferiors. For all government is held together by imperium and
subjection.”
“Local laws (leges propriae) are those enactments by which local associations
are ruled.”
Althusius did not think of politics as being primarily the art of conflict but
the art of living together. Law provided the foundation of a community’s social
structure.
Althusius lived in the waning years of the Ius commune, the common law that was taught in all of Europe’s law schools until the Protestant Reformation. It was not a set of statutes. Rather it was a set of norms and a jurisprudence that was based on ancient Roman, canon, and feudal law. It provided a rich source of jurisprudence for all European jurists. Although he was a Protestant, Althusius drew heavily upon legal traditions and sources of Pre-Reformation Europe. His Politics is studded with references to Hostiensis (Henricus de Segusio), Panormitanus, (Nicolaus de Tudeschis), Bartolus of Sassoferrato, Baldus de Ubaldis and many others. He summarized five centuries of jurisprudence in the Ius commune that dealt with all aspects of human concourse.
The Ius commune was born in the late
eleventh century.
In the early Middle Ages, Europe was a land without jurists. With the
establishment of law schools, first at Bologna and then in other Italian, French
and Spanish cities, jurists began to discuss issues that may be broadly defined
as political. In the modern world we primarily think of politics as a continuing
struggle between parties with differing ideological and economic beliefs. From
the thirteenth to fifteenth the Italian city states did have competing,
organized parties striving for control of political institutions of their
communities. The rest of Europe, for the most part, did not. Medieval jurists
dealt with political matters in two ways. They analyzed and developed legal
rules for the governance of political institutions from the office of the prince
to the corporate governance of cities, secular and ecclesiastical corporations
(guilds, cathedral chapters, monasteries), and representative assemblies. The
jurists were also called upon to render opinions on legal questions that arose
from political conflicts in medieval society. They became experts who were asked
to solve problems, answer questions, and advise princes. Law was established as
an important branch of learning, and jurists became an indispensable class in
the political life of European society.
1. The Jurisprudence of Sovereignty in the Twelfth and Thirteenth Centuries
Law became important in political
debates of the second half of the eleventh century. The conflict between Pope
Gregory VII (1073-1085) and the German Emperor Henry IV (1056-1106) generated a
mountain of literature. One of the first signs that law would play a role in
political disputes was a treatise written by a certain Petrus Crassus. He used
Roman and canon law to defend Henry IV and cited Justinian’s Institutes
to establish the principle that kingdoms cannot be ruled without laws.
As law became important in politics and
in all other parts of medieval society schools were established to teach it.
Stories circulated about how the teaching of law originated. Not surprising some
of these tales credited rulers with encouraging the teaching of Roman law. One
of the most intriguing is a report by a German chronicler, Burchard of Biberach,
that Matilda, Countess of Tuscany, petitioned Irnerius to teach the books of
Justinian’s compilation. Whether the story is true or not it reflects an
assumption of the early twelfth century that rulers were interested in fostering
the study of ancient Roman law and that the knowledge of law would enhance a
ruler’s authority. In any case Irnerius was a major figure of the early twelfth
century who taught law in Bologna, advised the Emperor Henry V (1106-1125), and
served as a judge in Tuscany.
Legal historians generally credit him and an even more shadowy figure, Pepo, for
establishing Roman law as a field of study in Bologna.
The reign of the German emperor
Frederick I Barbarossa (1152-1190) marked the beginning of the jurists using
their recondite knowledge in the service of the prince. Frederick recognized the
importance of jurists and protected the Law School at Bologna with an imperial
decree, the Authentica Habita (1155), that granted the students at
Bologna special privileges. Three years later at an imperial Diet in Roncaglia
(near Piacenza) Frederick opened the assembly with a with an oration that
contained a remarkable number of references to texts of the libri legales,
the textbooks used at Bologna.
The emperor tacitly cited Justinian’s Digest, Code, and Institutes to justify
his rule. The texts of the libri legales legitimized his authority but
also protected the rights and liberties of his subjects. When he proposed new
laws, as he did at Roncaglia, he promulgated them but, he said, the people
confirmed them by accepting them through customary usage. He proclaimed that
laws must be just, possible, necessary, useful, and suited to the time and
place. He concluded by pointing out that one may not judge laws after they have
been established. Rather one must judge according to the laws. All of these
points were taken from the libri legales.
Frederick’s speech at Roncaglia was not
an isolated example of the importance of law for imperial rhetoric and policy.
Godfrey of Viterbo wrote a poem that exalted Frederick’s legislative authority
and employed the standard metaphors of the new jurisprudence to describe the
imperial office: the emperor was living law and could promulgate, derogate or
abrogate law.
Frederick promulgated new laws that treated the emperor’s rights and prerogatives in Italy at Roncaglia. An Italian chronicler wrote that Frederick summoned law professors from Bologna to advise him on his imperial rights that were due to him. One of the laws is particularly instructive.
The prince possesses all jurisdiction and all coercive power. All judges ought to accept their administration from the prince. They should all swear the oath that is established by law.
This law was entirely based on principles of Roman law. Frederick did not know Latin and was not educated in law. He gathered men around him who were experts of the libri legales, the new legal science. European princes would follow Frederick’s lead for the next 700 years. They gave jurists positions of power and authority in their curiae and used them as trusted and advisors. The laws that were promulgated at Roncaglia began a long tradition of medieval jurists’ contributing to the formation of a jurisprudence of sovereignty.
It is instructive to compare the
promulgation of King Henry II (1154-1189) of England’s Constitutions at
Clarendon (1164) to Frederick’s legislative work at Roncaglia. Henry made no
claim to have the authority to legislate. He gathered his barons and bishops
together to “recognize” royal liberties and prerogatives.
A “recognition” of law was the same term used to discover the facts of a case by
jurors in early English writs. In England law was not a manifestation of royal
prerogative; it was a fact that could be discovered by examining the customs of
the realm. There is no trace of the new jurisprudence of monarchical authority
in the rhetoric that justified the Constitutions.
The English kingdom would only begin to be influenced by the legal theories of
sovereignty of the Ius commune in mid-thirteenth century when the author called
Bracton attempted to describe the prerogatives of the king using some of the
same texts and language that were used to exalt Frederick Barbarossa’s authority
at the Diet of Roncaglia.
A story that circulated among the
jurists illustrates the authority that jurists began to exercise in medieval
society. The setting of the story was the Diet of Roncaglia. It may or may not
be true. The protagonists were two of the four great doctors and teachers of
Bologna, Bulgarus and Martinus. Frederick had summoned these experts to Bologna
to advise him. While riding with them on horseback on day, Frederick asked them
whether according to law he was the Lord of the World (dominus mundi). The idea
of the emperor being the “dominus mundi” was probably inspired by a passage in
the Justinian’s Digest.
In a passage taken from a commentary on the Rhodian Law of the Sea, the Emperor
Antonius declared that he was the “Master of the World” (tou kosmou kurios).
Another text of Roman law became closely associated with the imperial title in
the minds of the jurists. In a law that was included in his Code, Bene a
Zenone,
Justinian did not claim the title, Lord of the World, but he did assert that the
emperor could be understood to own all things. If the emperor owned all things,
it was a short step for the jurists to conclude that the emperor was, indeed,
the Lord of the World.
Frederick must have heard from people
in his court that the emperor had these grand titles. He asked the jurists what
authority and prerogatives such titles bestowed upon the imperial office. “Am I
legally the Lord of the World,” he asked. The tradition reported that Bulgarus
reported that he was not the lord over private property. Martinus responded that
he was, in fact, Lord of the World. Frederick rewarded Martinus’ sycophantic
answer with a gift of a horse.
In the second half of the twelfth
century the jurists who glossed Justinian’s codification dealt with these texts
and others that touched upon the emperor’s prerogatives. They concluded that the
prince did not have jurisdiction over his subjects private property under normal
circumstances. Rights to private property were protected by natural law. One
point should be emphasized. When Frederick asked whether he was Lord of the
World, no jurist interpreted his question as asking whether other kings were
subject to him. That question did not interest them. It would be left to Pope
Innocent III to broach that question at the beginning of the thirteenth century.
The twelfth-century jurists focused on his authority to take the rights of his
subject away and his prerogative to abrogate law arbitrarily. In other words
they were interested in the relationship of the prince to the law.
The Roman law libri legales gave
the medieval jurists very fragmented texts upon which they could construct a
theory of princely authority and the prince’s relationship to the law.
There is little in the Digest on a theory of law. A text in the Digest from the
Roman jurist Gaius stated that natural reason established law that is observed
among all human beings. It is call the Ius gentium or law of peoples.
This law and the customs and laws of individual cities (civitates) constituted
the laws under which human beings lived.
The libri also contained some definitions of terms at the beginning of
the Digest. The medieval jurist who began to study and comment upon ancient
Roman law did not, however, have a coherent set of texts upon which they could
create a jurisprudence that treated the nature of law. That task was taken up by
Gratian who began to teach canon law at Bologna in the early twelfth century.
When Gratian began teaching at Bologna, Irnerius was teaching Roman law at about the same time. Until recently the only secure fact that we knew about Gratian was that he compiled a collection of canons that later jurists called the Concordia discordantium canonum. This cumbersome title was later shortened to the Decretum. It very quickly became the most important canonical collection of the twelfth century and later became the foundation stone of the entire canonical jurisprudential tradition. It was not replaced as a handbook of canon law until the Codex iuris canonici of 1917 was promulgated.
Since the work of Anders Winroth in 1996 we have learned much more
about Gratian. Winroth discovered four manuscripts of Gratian’s collection that
predated the vulgate text of the Decretum. Since then another manuscript of this
early recension has been discovered in the monastic library of St. Gall,
Switzerland. Although all five manuscripts must be studied in detail before we
fully understand their significance, some conclusions can already be made. The
first recensions of Gratian’s work were much shorter than the last recension.
The differences between the recensions mean that Gratian must have been teaching
at Bologna for a significant amount of time before he produced his first text
that circulated. There was a significant period of time between when he began
teaching and the final version of the Decretum. Most evidence now points to
Gratian’s having begun his teaching in the 1120's. He continuously revised his
text until the late 1130's or early 1140's. In spite of its defects — more
organization was its primary flaw — it immediately replaced all earlier
collections of canon law in the schools.
Gratian became the “Father of Canon Law” because the last recension of his collection was encyclopedic and because with his “case method” he provided a superb tool for teaching. His vulgate version of the Decretum was a comprehensive survey of the entire tradition of canon law.
Gratian introduced jurisprudence into canonical thought. His first
innovation was to insert his voice into his collection to mingle with those of
the Fathers of Nicaea, St. Augustine, and the popes of the first millennium. He
did this with dicta in which he discussed the texts in his collection.
He pointed to conflicts within the texts and proposed solutions. His dicta made
the Decretum ideal for teaching, and the Decretum became the basic text of canon
law used in the law schools of Europe for the next five centuries.
In addition to the novelty of his
dicta, Gratian created a collection of canon law that was organized differently
than any earlier collection. In his earliest version of the text, Gratian
focused on 33 cases (causae). In each case he formulated a problem with a series
of questions. He then would answer each question by providing the texts of
canons that pertained to it. When the text of the canon did not answer the
question without interpretation or when two canons seemed in conflict, Gratian
provided a solution in his dicta. Gratian’s hypothetical cases were effective
teaching tools that were ideally suited to the classroom. Gratian was the first
teacher to use cases to teach law.
Perhaps the most important parts of Gratian’s work for the beginnings of European jurisprudence were the first twenty distinctions of the 101 distinctions (distinctiones) in the first section of his Decretum that he added to his original text. In these twenty distinctiones he treated the nature of law in all its complexity. Gratian must have realized that he could not teach law by looking only at cases and questions of fact. He had to make his students understand the sources of law. As I pointed out above, the libri legales did not discuss the relationship between the different types of law. Gratian did that in his first twenty distinctions. These twenty distinctions stimulated later canonists to reflect upon law and its sources.
Gratian began Distinction one with the
sentence: “The human race is ruled by two things, namely, natural law and
usages” (Human genus duobus regitur naturali videlicet iure et moribus). The
canonists grappled with the concept of natural law and with its place in
jurisprudence for centuries. Their struggle resulted in an extraordinary rich
jurisprudence on natural law and reflections on its relationship to canon and
secular law. Brian Tierney has noted that “natural law <did not> constitute a
significant limitation on the legislative competence” of the prince. It was also
not “a kind of detailed pattern of legislation laid up in heaven.” Rather,
natural law was provided a moral basis for deciding whether a given enactment
was a good and just law.
It was a set of norms that evolved in European jurisprudence through a long
gestation in the arguments of the jurists.
In some cases, the jurists found justifications for their arguments about which
norms were based on natural law in sacred scripture. In others, they could
discover no precedents in sacred scripture. Instead they relied on norms that
had evolved in the Ius commune. These norms conformed to reason, reason so
compelling that they expressed eternal truths. We shall see that the jurists
also used norms and principles that they defined as natural law to limit the
authority and prerogatives of the prince.
Gratian concluded that natural law dictated that “Each person is commanded to do to others what he wants done to himself,” connecting natural law with the biblical injunction to do unto others what you would have them do unto you (Matthew 7.12). By defining natural law as the duty to treat other human beings with care and dignity, Gratian stimulated jurists to reflect upon a central values of natural law: the rendering of justice and the administering of equity in the legal system. Most of the texts that Gratian used were taken from the Etymologiae of Isidore of Seville ©. 560-636). Isidore combined the various traditions of natural law that had circulated in the ancient world. He defined it as being the law common to all nations that was established by the instigation (instinctus) of nature, not by human legislation. Examples of natural law were marriage and the procreation of children, “one liberty of all human beings (una libertas omnium),” and the acquisition of property taken from the heavens, earth, and sea. Natural law was, as the Roman jurists had earlier concluded, natural reason. To define the contents of natural law Gratian placed Isidore’s definition of natural law on the first page of his Decretum (D.1 c.7). Together with the texts of Roman law in Justinian’s compilation, Gratian’s Decretum became one of the standard introductory texts for the study of law (the Ius commune) in European law schools, and Isidore’s definition became one of the most important starting points for all medieval discussions of natural law.
Gratian also discussed the various
types of human law: unwritten custom, civil law, the law of a city or of a
people, including definitions taken from Roman law. Law was a hierarchy. Under
Gratian’s schema laws were not simply a reflection of different usages in
various communities. All law had to be evaluated according to standards that
transcended human institutions. Law was also intimately connected to people. The
prince could not exclude his subjects from being an central source of law. The
people could not only make law, they could approve it. Gratian ended his
treatment of legislation by defining how law became valid: “Laws are established
through promulgation and validated when they are approved by the acceptance of
the people.”
Remarkably, Frederick Barbarossa used these very words when he described his
conception of his legislative authority at Roncaglia.
Gratian and Frederick marked the beginning, not the end, of the jurists contemplation of the role of the prince in making law. The jurists read the texts in the libri legales that described the emperor’s supreme legislative authority and were uncertain how to reconcile the authority of the medieval prince with the powerful tradition of customary law. Customary law had dominated Europe for centuries. Almost all local legal systems were based on customary law in the twelfth century. Frederick Barbarossa’s legislation at Roncaglia is one of the few examples that we have in the twelfth century of a monarch’s consciously exercising his authority to make new law.
The twelfth-century jurists did not
agree about the relationship of custom to new legislation. Irnerius wrote that
custom that was established by long usage should be preserved, particularly if
it were not contrary to reason and did not contradict written law. He did not,
however, think that custom could abrogate the decrees of the prince. “All power
of making law has been transferred to the prince.”
Other jurists argued that under certain circumstances, particularly with the
tacit approval of the prince, custom could derogate, if not abrogate, law. A
maxim began to circulate in legal circles that “custom was the best interpreter
of law.”
During the course of the twelfth
century jurists focused much more on the power of the prince to make new law
than on the right of the people to establish and be governed by their own
customs.
A few jurist noted that society needed new laws because change demanded it. By
the end of the twelfth century canonists had created a new concept to describe
the law promulgated by the prince or by governing institutions: positive law
(ius positivum). The term remains a fundamental legal concept in our
understanding of law.
The change from a legal system that
recognized custom as the primary source of law to one that gave primacy of place
to positive law was a difficult one. Southern European societies made the
transition more quickly and easily than did those of Northern Europe. The
Italian city states were the first to codify their customs and revise those
codifications regularly as their institutions and courts evolved. Pisa, for
example, produced a code of its laws by the middle of the twelfth century.
Gratian, Irnerius and the early jurists took most of their assumptions about law and it relationship to princely authority from Germanic customary law and feudal law. Customary law emphasized the contractual relationship between the people and the prince. Consequently for early jurists the prince had a sacred duty to defend the laws and customs of the land. The prince was bound by the law. They thought that law should be reasonable and just. Most importantly, the prince could not exercise his legislative authority arbitrarily.
At the beginning of the thirteenth
century the jurists developed new ways of looking at law. Until then jurist
focused on the content of law when they decided whether a law was just or not.
They presumed that law must be moral, ethical, equitable, and, most importantly,
reasonable. As new theories of legislation emerged from the Ius commune, the
jurists began to look at the sources of human law and the institutions that
produced positive law. It was then that they discovered the will (voluntas) of
the prince as a source of law. When they introduced the will of the prince into
political discourse, they created a new political language that became “the
basis of a new philosophy of law with Marsiglio <of Padua> and <much later with>
Hobbes and was the original kernel of the recently dominant theory of legal
positivism.”
The jurists were the first to look upon the will of the prince as being a
primary source of law. A canonist, Laurentius Hispanus (ca. 1190-1248) was the
first jurist to peer into the body of the prince to find his will.
Pope Innocent III (1198-1216) inspired
Laurentius to reflect upon the will of the legislator. No pope or other medieval
ruler shaped the political thought of the medieval jurists more than Innocent.
In his decretals the pope exalted papal political power. Innocent emphasized the
pope’s fullness of power (plenitudo potestatis) within the Church. Although the
term was coined in the early Church, Innocent found it particularly useful for
describing his authority. During the thirteenth and fourteenth centuries,
secular rulers adopted papal terminology to describe their power and authority.
Innocent issued a decretal letter, Quanto personam, in 1198 in which he made an unprecedented pronouncement on the roots of papal authority. He claimed that the pope exercised divine authority when he granted a bishop the right to leave his church.
God, not man, separates a bishop from his church because the Roman pontiff dissolves the bond between them by divine rather than by human authority, carefully considering the need and usefulness of each translation. The pope has this authority because he does not exercise the office of man, but that of the true God on earth.
Laurentius
quickly understood the implications of Innocent’s rhetoric. He believed that
royal and papal authority was divinely ordained. That was a widely-held idea in
late antique, medieval, and early modern political thought.
Innocent, however, took this commonplace of medieval political thought and took
it a significant step further. He asserted that the pope’s authority rested upon
divine authority and also that the pope shared in God’s authority. That was a
significant innovation. For the future it meant that the pope could exercise
power that had hitherto been reserved only to God. Areas of law that had earlier
been defined as based on divine law — marriage and vows especially — could now
be subject to papal authority. If the pope shared authority and power with God,
he could abrogate or derogate divine law that was formerly beyond his
jurisdiction.
When Laurentius commented upon Quanto personam he defined a ruler’s
legislative authority in a novel and unprecedented way:
Hence the pope is said to have a divine will . . . O, how great is the power of the prince; he changes the nature of things by applying the essences of one thing to another . . . he can make iniquity from justice by correcting any canon or law, for in these things his will is held to be reason (pro ratione voluntas) . . . And there is no one in this world who would say to him, “Why do you do this?” . . . He is held, nevertheless, to shape this power to the public good.
No jurist had ever made the claim that the prince could make laws that were unreasonable and unjust. The jurists always agreed that laws should be just and be reasonable. Laurentius, however, asserted that reason was not the only standard by which law should be judged. The will of the prince and his will alone could be considered a source of human law. Earlier jurists had never distinguished clearly between the content of law and the source of law. Laurentius was the first jurist in European jurisprudence to argue that the content of law had no necessary connection to its source. It had been a doctrine of faith among the jurists who commented on Gratian’s tract De legibus that laws that were not reasonable were null and void. Laurentius, however, argued that the will of the prince must be supreme. He did not, however, argue that the prince could act arbitrarily. Later jurists did not use the maxim that he cited, “Pro ratione voluntas” (taken from Juvenal’s Satires) as a justification for tyranny.
Frederick Barbarossa’s jurists who discussed the authority of the emperor in the twelfth century had a different and more primitive view of monarchical authority. When they called the prince the “Lord of the World” and declared that he was “legibus solutus” (not bound by the laws), they focused on his status. The prince was sovereign, he was superior to the law, but he had to submit himself to the law. They did not explore the source of law or of the prince’s authority or the relationship of the prince and the law.
The reason for their reluctance to confront the issue of the relationship of the prince and the law was primarily because n the twelfth century the prince was not the only or even the main source of law in society. Only in the thirteenth century when princes began to legislate did the jurists began to think about the source the prince’s authority and to develop new definitions of the prince’s power.
Henricus de Segusio, or Hostiensis, (†
1271) was one of the most important and influential jurists of the thirteenth
century.
His career took him to Paris, London, and Rome. He wrote the most extensive
commentary on canon law produced by any jurist in the thirteenth century. His
work is characterized by a deep understanding of the political world, secular
and ecclesiastical, and a profound interest in the language of political power
and authority.
Hostiensis was sensitive to legal
questions that touched the structure of institutions. He developed a
jurisprudence that described the power of secular and ecclesiastical princes in
remarkably new ways. More than any earlier jurist he delved into the meaning of
the terms that the jurists been accustomed to use when they described power and
authority in medieval society. He extensively analyzed the traditional
terminology. He explored the term “Plenitudo potestatis” (fullness of power)
that had long been used to describe the power of the pope and that was beginning
to be used to describe the authority of the secular prince in minute and careful
detail.
Like Laurentius Hispanus, Hostiensis
was inspired by Pope Innocent III. Even more than Laurentius he emphasized the
divine foundations of papal power. He decorated Innocent’s claims in Quanto
personam with extravagant rhetoric. While commenting on Innocent’s decretal
letters he wrote that all political authority comes from God. All princes
exercised their authority by divine mandate. The pope, he asserted, had a
singular status. Hostiensis based his commentary on Laurentius’ but greatly
enhanced the pope’s power. Whatever the pope does, he wrote, he acts on God’s
authority. The pope is the vicar of God. The curia of the pope in Rome was God’s
curia. Whatever the pope does is licit as long as he does not err in the faith.
Whenever he acts “de iure” he almost always acts as God.
The pope exercised divine authority and presided over a consistory that reached from heaven to earth. Pope Innocent III might have thoroughly relished Hostiensis rhetoric. One inexorable conclusion that one might draw from Hostiensis commentary is that if pope’s authority is divine, then his law must also be divine. This logical conclusion did not escape Hostiensis. Divine law is the “Ars artium” (Science of sciences) that comprises human and canon law. Roman law is divine because the emperors created the rules of procedure by divine inspiration. The emperor is the living law (lex animata) whom the Lord has given to men and to whom He has subjected the law. Canon law was also divine. Theology was the head of the Church, canon law the hand, and Roman law was the feet. Sometimes the hand of the Church leads the head; sometimes the feet. Hostiensis did not create a new jurisprudence of law but outfitted traditional definitions with remarkable metaphors.
In one respect Hostiensis did break
with early jurisprudence. He insisted that canon law was a part of divine law
and that the pope, as vicar of God, promulgated laws that should be considered
divine. A similar metaphor for the secular prince circulated in canon law. When
princes issue laws, they are divinely promulgated through his mouth (leges
divinitus per ora principum promulgatae).
This is true, concluded Hostiensis, only indistinctly. Only the pope could
promulgate law divinely. “The pope, not the emperor, is the general vicar of
Christ.”
Hostiensis’ most important and lasting contribution to the language of political thought was creating a new set of terms to describe sovereignty and the power of the prince. Roman jurisconsults introduced the jurists of the Ius commune to the basic language of sovereignty. The Roman jurisconsult Ulpian coined the most widely used terms defining the prince’s authority: “what pleases the prince has the force of law (quod principi placuit vigorem legis habet)” (Dig. 1.4.1) and “the prince is not bound by the law (princeps legibus solutus est)” (Dig. 1.3.31). Twelfth-century jurists used these two maxims to establish two principles: that the prince can legislate and that he can change law. The jurists also expressed the concept of legislative sovereignty with the maxim “an equal cannot have authority over an equal” (par in parem imperium non habet). This maxim expressed their conviction that a ruler could not bind his successor. No twelfth-century jurist permitted the prince to act or to legislate arbitrarily.
Roman jurists called the emperor’s
power to legislate, command, and judge “imperium” or “potestas.” Ulpian wrote
that the Roman people had transferred “imperium” to him (Dig. 1.14.1). Most
medieval jurists thought that the people’s bestowal of power on the prince could
not be revoked. Borrowing from theologians’ terminology describing the power of
God, Hostiensis gave the pope a glorified new definition of his authority. The
pope and God both ruled by a “potestas absoluta and potestas ordinata.”
Since Hostiensis thought that the pope promulgated law divinely he followed the
logic of his theory and concluded that terminology describing God’s power should
also apply to the pope. The pope was the first human being to wield divine
power, but jurists soon bestowed “potestas absoluta” on secular princes.
Like Laurentius before him Hostiensis blazed a new path for the jurisprudence of sovereignty. He separated legal thought from primitive Germanic ideas of kingship that law was custom and that the king was bound by the law. With his “potestas ordinata” the pope had the authority to exercise jurisdiction over positive law; “Potestas absoluta” enabled the pope to exercise extraordinary authority and jurisdiction. With this exalted power the pope could legislate in matters touching the laws of marriage and vows, areas of the law that had been considered a part of divine law and outside papal jurisdiction.
“Potestas absoluta et ordinata” played a very important role in the future. Later jurists defined the prince’s power with these terms and sometimes concluded that the prince could take the rights of subjects away when he exercised his absolute power. In combination with Laurentius’ “pro ratione voluntas” the jurist used “potestas absoluta” to create more a sophisticated jurisprudence of sovereignty. The prince was the source of law. He was not always limited by reason or morality. Under some conditions the prince could promulgate laws that were contrary to reason. He could sometimes act contrary to the precepts of justice. The jurists justified these aberrations of political behavior by citing two other norms: the common good of society and great necessity. But by the later Middle Ages the jurists could defend the prince who acted contrary to law, custom, and who violated individual private rights. Hostiensis laid the foundations for later jurists to embrace an absolutism that ignored the traditional rights of subjects.
Along side this development, however, medieval “constitutionalism” remained an important strand of thought in medieval jurisprudence. The jurists who were reluctant to adopt the theory of absolutism emphasized limitations on the prince’s power. Their first line of defense against arbitrary power was the rights of subjects. From early in the twelfth century jurists asserted that property rights were founded on precepts of natural law or the “ius gentium.” Further, the prince did not have the right to alienate his lands. When the jurists argued that property rights were grounded in natural law they could claim that the prince could not violate those rights since he had no jurisdiction or sovereignty over natural law. It was a higher law that transcended human positive law.
The alienation of property was a key
issue for the jurists. From the late twelfth century they realized that rights
that attached to the office of the prince and not to his person belong not to
the prince but to the common good. A forged document drew their attention to the
issue. In the so-called Donation of Constantine the emperor was purported to
have granted his imperial rights to the Church. The document was a forgery of
the late eighth or early ninth century.
The text of the forgery was included into canon law by Gratian. In the early
thirteenth century Pope Honorius III (1216-1227) issued a decretal letter,
Intellecto, in which he asserted that the King of Hungary could not alienate
royal lands that injured his kingdom and the crown. Honorius laid down the
doctrine of inalienability in canon law. The canonists immediately expanded the
principle to the ruler of the Church. A little later the Roman lawyer Accursius
argued that the Donation of Constantine was not a binding document. The emperor,
he concluded, could not injure the rights of future emperors (par in parem
imperium non habet). The jurists established the doctrine of inalienability of
rights as being a significant limitation on monarchical power.
The jurists of the Ius commune created
another powerful limitation on the power of the prince: the “ratio iuris”
(reason of law) and the norms of law.