IN RE YAMASHITA
|
Tomoyuki Yamashita, the son of a village doctor, was born in Japan on 8th
November, 1888. He enrolled as a military cadet and graduated at the
Hiroshima Military Academy in 1906. He served in the Japanese Army as a
second lieutenant before attending the Japanese War College in 1916.
Yamashita joined
the general staff and was sent as a military attaché in Germany
In February 1936, Yamashita played a minor role in the military coup against the government. He was not punished but sent to Korea as commander of the 40th Infantry Brigade. The following year he was promoted to lieutenant general and took over the China Garrison Brigade before becoming chief of staff of the Northern China Area Army in September 1939 and fought in Manchuria. When Hideki Tojo became Minister of War he sent Yamashita to Europe where he spent time with the German Army. On his return Yamashita reported that Japan needed more air power, medium tanks and parachute units. He also advised against going to war against the United States or the Soviet Union until the Japanese armed forces were modernized. In July 1941 Yamashita was placed in command of the Kwantung Defense Army. He led the invasion of Malaya and Singapore and on the 15th February, 1942 accepted the surrender of General Arthur Percival and 100,000 soldiers of the British Army. Yamashita was promoted to general in February 1943 and sent to command the Japanese ground forces in the Philippines. By this time Japan was clearly losing the Pacific War and Yamashita told his chief of staff that it was his turn die. When he arrived he moved his headquarters to Manila but when the US Army under General Douglas MacArthur began landing on Mindoro, 150 miles south of Manila, he decided to concentrate on the defence of Luzon. After the Allied landings in Luzon he freed the 4,000 prisoner of war and retreated to Baguio. In April he moved 50 miles farther inland at Bangbang. He was organizing the formation of guerrilla units when it was announced that Japan had surrendered. Yamashita was captured on 2nd September 1945. Charged with violating the "laws of war". Although the Japanese Army had committed terrible atrocities in the Philippines there was no evidence that they acted under Yamashita's orders. However, Tomoyuki Yamashita was found guilty and hanged on 23rd February 1946. |
No. 61, Misc.
SUPREME COURT OF THE UNITED STATES
327 U.S. 1; 66 S. Ct. 340; 90 L. Ed. 499; 1946 U.S. LEXIS 3090
January 7, 8, 1946, Argued
February 4, 1946, Decided
PRIOR HISTORY:
APPLICATION FOR LEAVE TO FILE PETITION FOR WRIT OF HABEAS CORPUS AND WRIT OF
PROHIBITION. *
* Together with No. 672, Yamashita v. Styer, Commanding General, on petition for
writ of certiorari to the Supreme Court of the Commonwealth of the Philippines.
For earlier orders in these cases see
326 U.S. 693, 694.
No. 61, Misc. Application for leave to file a petition for writs of habeas
corpus and prohibition in this Court challenging the jurisdiction and legal
authority of a military commission which convicted applicant of a violation of
the law of war and sentenced him to be hanged. Denied.
No. 672. Petition for certiorari to review an order of the Supreme Court of the
Commonwealth of the Philippines, 42 Off. Gaz. 664, denying an application for
writs of habeas corpus and prohibition likewise challenging the jurisdiction and
legal authority of the military commission which tried and convicted petitioner.
Denied.
DISPOSITION: Leave
and petition denied.
OVERVIEW: Petitioner contended that the military commission which tried him was unlawfully created and without jurisdiction. The court disagreed and denied the writ. First, the commission was not only created by a commander competent to appoint it, but his order conformed to the established policy of the government and was in complete conformity with the Articles of War, 10 U.S.C.S. §§ 1471-1593. Second, there was authority to convene the commission, even after hostilities had ended, to try violations of the law of war that were committed before the war's cessation, at least until peace was officially recognized by treaty or proclamation. Third, the charge against petitioner, which alleged that he breached his duty to control the operations of the members of his command by permitting them to commit specified atrocities, adequately alleged a violation of the law of war. And finally, petitioner was not entitled to any of the protections afforded by the Geneva Convention, part 3, Chapter 3, § V, Title III, because that chapter applied only to persons subjected to judicial proceedings for offenses committed while prisoners of war.
SYLLABUS:
Prior to September 3, 1945, petitioner was the Commanding General of the
Fourteenth Army Group of the Imperial Japanese Army in the Philippine Islands.
On that day, he surrendered to the United States Army and became a prisoner of
war. Respondent was the Commanding General of the United States Army Forces,
Western Pacific, whose command embraced the Philippine Islands. Respondent
appointed a military commission to try the petitioner on a charge of violation
of the law of war. The gist of the charge was that petitioner had failed in his
duty as an army commander to control the operations of his troops, "permitting
them to commit" specified atrocities against the civilian population and
prisoners of war. Petitioner was found guilty and sentenced to death. Held:
1. The military commission appointed to try the petitioner was lawfully created.
P. 9.
(a) Nature of the authority to create military commissions for the trial of
enemy combatants for offenses against the law of war, and principles governing
the exercise of jurisdiction by such commissions, considered. Citing
Ex parte Quirin, 317
U.S. 1, and other cases. Pp. 7-9.
(b) A military commission may be appointed by any field commander, or by any
commander competent to appoint a general court martial, as was respondent by
order of the President. P. 10.
(c) The order creating the military commission was in conformity with the Act of
Congress
(10 U. S. C. §§ 1471-1593)
sanctioning the creation of such tribunals for the trial of offenses against the
law of war committed by enemy combatants. P. 11.
2. Trial of the petitioner by the military commission was lawful, although
hostilities had ceased. P. 12.
(a) A violation of the law of war, committed before the cessation of
hostilities, may lawfully be tried by a military commission after hostilities
have ceased, at least until peace has been officially recognized by treaty or
proclamation by the political branch of the Government. P. 12.
(b) Trial of the petitioner by the military commission was authorized by the
political branch of the Government, by military command, by international law
and usage, and by the terms of the surrender of the Japanese government. P. 13.
3. The charge preferred against the petitioner was of a violation of the law of
war. P. 13.
(a) The law of war imposes on an army commander a duty to take such appropriate
measures as are within his power to control the troops under his command for the
prevention of acts which are violations of the law of war and which are likely
to attend the occupation of hostile territory by an uncontrolled soldiery; and
he may be charged with personal responsibility for his failure to take such
measures when violations result. Pp. 14, 16.
(b) What measures, if any, petitioner took to prevent the alleged violations of
the law of war, and whether such measures as he may have taken were appropriate
and sufficient to discharge the duty imposed upon him, were questions within the
peculiar competence of the military officers composing the commission and were
for it to decide. P. 16.
(c) Charges of violations of the law of war triable before a military tribunal
need not be stated with the precision of a common law indictment. P. 17.
(d) The allegations of the charge here, tested by any reasonable standard,
sufficiently set forth a violation of the law of war; and the military
commission had authority to try and to decide the issue which it raised. P. 17.
4. In admitting on behalf of the prosecution a deposition and hearsay and
opinion evidence, the military commission did not violate any Act of Congress,
treaty or military command defining the commission's authority. Pp. 18, 23.
(a) The Articles of War, including Articles 25 and 38, are not applicable to the
trial of an enemy combatant by a military commission for violations of the law
of war, and imposed no restrictions upon the procedure to be followed in such
trial. Pp. 19, 20.
(b) Article 63 of the Geneva Convention of 1929, which provides that "Sentence
may be pronounced against a prisoner of war only by the same courts and
according to the same procedure as in the case of persons belonging to the armed
forces of the detaining Power," does not require that Articles 25 and 38 of the
Articles of War be applied in the trial of the petitioner. Article 63 refers to
sentence "pronounced against a prisoner of war" for an offense committed while a
prisoner of war, and not for a violation of the law of war committed while a
combatant. P. 20.
(c) The Court expresses no opinion on the question of the wisdom of considering
such evidence as was received in this proceeding, nor on the question whether
the action of a military tribunal in admitting evidence which Congress or
controlling military command has directed to be excluded may be drawn in
question by petition for habeas corpus or prohibition. P. 23.
5. On an application for habeas corpus, the Court is not concerned with the
guilt or innocence of the petitioner. P. 8.
6. By sanctioning trials of enemy aliens by military commission for offenses
against the law of war, Congress recognized the right of the accused to make a
defense, and did not foreclose their right to contend that the Constitution or
laws of the United States withhold authority to proceed with the trial. P. 9.
7. The Court does not appraise the evidence on which the petitioner here was
convicted. P. 17.
8. The military commission's rulings on evidence and on the mode of conducting
the proceedings against the petitioner are not reviewable by the courts, but
only by the reviewing military authorities. From this viewpoint it is
unnecessary to consider what, in other situations, the Fifth Amendment might
require. Pp. 8, 23.
9. Article 60 of the Geneva Convention of 1929, which provides that "At the
opening of a judicial proceeding directed against a prisoner of war, the
detaining Power shall advise the representative of the protecting Power thereof
as soon as possible, and always before the date set for the opening of the
trial," applies only to persons who are subjected to judicial proceedings for
offenses committed while prisoners of war. P. 23.
10. The detention of the petitioner for trial and his detention upon his
conviction, subject to the prescribed review by the military authorities, were
lawful. P. 25.
COUNSEL:
Colonel Harry E. Clarke, pro hac vice, Captain A. Frank Reel and Captain Milton
Sandberg argued the cause for petitioner. With them on the brief were Lt. Col.
Walter C. Hendrix, Lt. Col. James G. Feldhaus and Major George F. Guy.
Solicitor General McGrath and Assistant Solicitor General Judson argued the
cause for respondent. With them on the brief were The Judge Advocate General of
the Army, Frederick Bernays Wiener, George Thomas Washington, David Reich,
Irving Hill, Colonel William J. Hughes, Jr. and Captain D. C. Hill.
JUDGES: Stone,
Black, Reed, Frankfurter, Douglas, Murphy, Rutledge, Burton; Jackson took no
part in the consideration or decision of these cases.
OPINION BY: STONE
OPINION:
[*4]
[**343]
[***503]
MR. CHIEF JUSTICE STONE delivered the opinion of the Court.
No. 61 Miscellaneous is an application for leave to file a petition for writs of
habeas corpus and prohibition in this Court. No. 672 is a petition for
certiorari to review an order of the Supreme Court of the Commonwealth of the
Philippines
(28 U. S. C. § 349),
denying petitioner's application to that court for writs of habeas corpus and
prohibition. As both applications raise substantially like questions, and
because of the importance and novelty of some of those presented, we set the two
applications down for oral argument as one case.
[*5]
From the petitions and supporting papers it appears that prior to September 3,
1945, petitioner was the Commanding General of the Fourteenth Army Group of the
Imperial Japanese Army in the Philippine Islands. On that date he surrendered to
and became a prisoner of war of the United States Army Forces in Baguio,
Philippine Islands. On September 25th, by order of respondent, Lieutenant
General Wilhelm D. [***504]
Styer, Commanding General of the United States Army Forces, Western Pacific,
which command embraces the Philippine Islands, petitioner was served with a
charge prepared by the Judge Advocate General's Department of the Army,
purporting to charge petitioner with a violation of the law of war. On October
8, 1945, petitioner, after pleading not guilty to the charge, was held for trial
before a military commission of five Army officers appointed by order of General
Styer. The order appointed six Army officers, all lawyers, as defense counsel.
Throughout the proceedings which followed, including those before this Court,
defense counsel have demonstrated their professional skill and resourcefulness
and their proper zeal for the defense with which they were charged.
On the same date a bill of particulars was filed by the prosecution, and the
commission heard a motion made in petitioner's behalf to dismiss the charge on
the ground that it failed to state a violation of the law of war. On October
29th the commission was reconvened, a supplemental bill of particulars was
filed, and the motion to dismiss was denied. The trial then proceeded until its
conclusion on December 7, 1945, the commission hearing two hundred and
eighty-six witnesses, who gave over three thousand pages of testimony. On that
date petitioner was found guilty of the offense as charged and sentenced to
death by hanging.
The petitions for habeas corpus set up that the detention of petitioner for the
purpose of the trial was unlawful for [*6]
reasons which are now urged as showing that the military commission was without
lawful authority or jurisdiction to place petitioner on trial, as follows:
(a) That the military commission which tried and convicted petitioner was not
lawfully created, and that no military commission to try petitioner for
violations of the law of war could lawfully be convened after the cessation of
hostilities between the armed forces of the United States and Japan;
(b) That the charge preferred against petitioner fails to charge him with a
violation of the law of war;
(c) That the commission was without authority and jurisdiction to try and
convict petitioner because the order governing the procedure of the commission
permitted the admission in evidence of depositions, affidavits and hearsay and
opinion evidence, and because the commission's rulings admitting such evidence
were in violation of the 25th and 38th Articles of War
(10 U. S. C. §§ 1496,
1509) and the Geneva Convention (47 Stat. 2021), and deprived petitioner of a
fair trial in violation of the due process clause of the Fifth Amendment;
(d) That the commission was without authority and jurisdiction in the premises
because of the failure to give advance notice of petitioner's trial to the
neutral power [**344]
representing the interests of Japan as a belligerent as required by Article 60
of the Geneva Convention, 47 Stat. 2021, 2051.
On the same grounds the petitions for writs of prohibition set up that the
commission is without authority to proceed with the trial.
The Supreme Court of the Philippine Islands, after hearing argument, denied the
petition for habeas corpus presented to it, on the ground, among others, that
its jurisdiction was limited to an inquiry as to the jurisdiction of the
commission to place petitioner on trial for the offense charged, and that the
commission, being validly constituted [*7]
by the order of General Styer, had jurisdiction over the person of petitioner
and over the trial for the offense charged.
In
Ex parte Quirin, 317
U.S. 1, we had occasion to consider at length
the sources and nature of the authority to create [***505]
military commissions for the trial of enemy combatants for offenses against the
law of war. We there pointed out that Congress, in the exercise of the power
conferred upon it by Article I, § 8, Cl. 10 of the Constitution to "define and
punish . . . Offences against the Law of Nations . . . ," of which the law of
war is a part, had by the Articles of War
(10 U. S. C. §§ 1471-1593)
recognized the "military commission" appointed by military command, as it had
previously existed in United States Army practice, as an appropriate tribunal
for the trial and punishment of offenses against the law of war. Article 15
declares that the "provisions of these articles conferring jurisdiction upon
courts martial shall not be construed as depriving military commissions . . . or
other military tribunals of concurrent jurisdiction in respect of offenders or
offenses that by statute or by the law of war may be triable by such military
commissions . . . or other military tribunals." See a similar provision of the
Espionage Act of 1917,
50 U. S. C. § 38.
Article
2 includes among those persons subject to the Articles of War the personnel of
our own military establishment. But this, as Article 12 indicates, does not
exclude from the class of persons subject to trial by military commissions "any
other person who by the law of war is subject to trial by military tribunals,"
and who, under Article 12, may be tried by court-martial, or under Article 15 by
military commission.
We further pointed out that Congress, by sanctioning trial of enemy combatants
for violations of the law of war by military commission, had not attempted to
codify the law of war or to mark its precise boundaries. Instead, by Article 15
it had incorporated, by reference, as within the [*8]
preexisting jurisdiction of military commissions created by appropriate military
command, all offenses which are defined as such by the law of war, and which may
constitutionally be included within that jurisdiction. It thus adopted the
system of military common law applied by military tribunals so far as it should
be recognized and deemed applicable by the courts, and as further defined and
supplemented by the Hague Convention, to which the United States and the Axis
powers were parties.
[***HR1]
[1]
[***HR2]
[2]
[***HR3]
[3]
We also emphasized in Ex parte Quirin, as we do here, that on application
for habeas corpus we are not concerned with the guilt or innocence of the
petitioners. We consider here only the lawful power of the commission to try the
petitioner for the offense charged. In the present cases it must be recognized
throughout that the military tribunals which Congress has sanctioned by the
Articles of War are not courts whose rulings and judgments are made subject to
review by this Court. See
Ex parte Vallandigham,
1 Wall. 243;
In re Vidal, 179 U.S.
126; cf.
Ex parte Quirin, supra,
39. They are tribunals whose determinations are
reviewable by the military authorities either as provided in the military orders
constituting such tribunals or as provided by the Articles of War. Congress
conferred on the courts no power to review their determinations save only as it
has granted judicial power "to grant writs of habeas corpus for the purpose of
an inquiry into the cause of restraint of liberty."
28 U. S. C. §§ 451, 452.
The courts may inquire whether the detention complained of is within the
authority of those detaining the petitioner.
HIf
the military tribunals have lawful authority to hear, decide and condemn, their
action is not subject to judicial review [***506]
merely because they [**345]
have made a wrong decision on disputed facts. Correction of their errors of
decision is not for the courts but for the military authorities which are alone
authorized to review their decisions. See
Dynes v. Hoover,
20 How. 65, 81;
Runkle v. United
States, 122 U.S. 543, 555-556; [*9]
Carter v.
McClaughry, 183 U.S. 365;
Collins v. McDonald,
258 U.S. 416. Cf.
Matter of Moran, 203
U.S. 96, 105.
[***HR4]
[4]
[***HR5]
[5]
Finally, we held in
Ex parte Quirin, supra,
24, 25, as we hold now, that Congress by
sanctioning trials of enemy aliens by military commission for offenses against
the law of war had recognized the right of the accused to make a defense. Cf.
Ex parte Kawato, 317
U.S. 69. It has not foreclosed their right to
contend that the Constitution or laws of the United States withhold authority to
proceed with the trial. It has not withdrawn, and the Executive branch of the
Government could not, unless there was suspension of the writ, withdraw from the
courts the duty and power to make such inquiry into the authority of the
commission as may be made by habeas corpus.
With these governing principles in mind we turn to the consideration of the
several contentions urged to establish want of authority in the commission. We
are not here concerned with the power of military commissions to try civilians.
See
Ex parte Milligan, 4
Wall. 2, 132;
Sterling v.
Constantin, 287 U.S. 378;
Ex parte Quirin, supra,
45. The Government's contention is that General
Styer's order creating the commission conferred authority on it only to try the
purported charge of violation of the law of war committed by petitioner, an
enemy belligerent, while in command of a hostile army occupying United States
territory during time of war. Our first inquiry must therefore be whether the
present commission was created by lawful military command and, if so, whether
authority could thus be conferred on the commission to place petitioner on trial
after the cessation of hostilities between the armed forces of the United States
and Japan.
[***HR6]
[6]
The authority to create the commission. General Styer's order for the
appointment of the commission was made by him as Commander of the United States
Army Forces, Western Pacific. His command includes, as part [*10]
of a vastly greater area, the Philippine Islands, where the alleged offenses
were committed, where petitioner surrendered as a prisoner of war, and where, at
the time of the order convening the commission, he was detained as a prisoner in
custody of the United States Army. The congressional recognition of military
commissions and its sanction of their use in trying offenses against the law of
war to which we have referred, sanctioned their creation by military command in
conformity to long-established American precedents. Such a commission may be
appointed by any field commander, or by any commander competent to appoint a
general court-martial, as was General Styer, who had been vested with that power
by order of the President. 2 Winthrop, Military Law and Precedents, 2d ed., *
1302; cf. Article of War 8.
Here the commission was not only created by a commander competent to appoint it,
but his order conformed to the established policy of the Government and to
higher military commands authorizing his action. In a proclamation of July 2,
1942 (56 Stat. 1964), the President proclaimed that enemy belligerents who,
during time of war, enter the [***507]
United States, or any territory or possession thereof, and who violate the law
of war, should be subject to the law of war and to the jurisdiction of military
tribunals. Paragraph 10 of the Declaration of Potsdam of July 26, 1945, declared
that ". . . stern justice shall be meted out to all war criminals, including
those who have visited cruelties upon our prisoners." U.S. Dept. of State Bull.,
Vol. XIII, No. 318, pp. 137-138. This Declaration was accepted by the Japanese
government by its note of August 10, 1945. U.S. Dept. of State Bull., Vol. XIII,
No. 320, p. 205.
By direction of the President, the Joint Chiefs of Staff of the American
Military Forces, on September 12, 1945, instructed General MacArthur, Commander
in Chief, United States Army Forces, Pacific, to proceed with the trial, before
[*11]
appropriate military tribunals, of such Japanese war criminals [**346]
"as have been or may be apprehended." By order of General MacArthur of September
24, 1945, General Styer was specifically directed to proceed with the trial of
petitioner upon the charge here involved. This order was accompanied by detailed
rules and regulations which General MacArthur prescribed for the trial of war
criminals. These regulations directed, among other things, that review of the
sentence imposed by the commission should be by the officer convening it, with
"authority to approve, mitigate, remit, commute, suspend, reduce or otherwise
alter the sentence imposed," and directed that no sentence of death should be
carried into effect until confirmed by the Commander in Chief, United States
Army Forces, Pacific.
It thus appears that the order creating the commission for the trial of
petitioner was authorized by military command, and was in complete conformity to
the Act of Congress sanctioning the creation of such tribunals for the trial of
offenses against the law of war committed by enemy combatants. And we turn to
the question whether the authority to create the commission and direct the trial
by military order continued after the cessation of hostilities.
[***HR7]
[7]
[***HR8]
[8]
An important incident to the conduct of war is the adoption of measures by the
military commander, not only to repel and defeat the enemy, but to seize and
subject to disciplinary measures those enemies who, in their attempt to thwart
or impede our military effort, have violated the law of war.
Ex parte Quirin, supra,
28. The trial and punishment of enemy
combatants who have committed violations of the law of war is thus not only a
part of the conduct of war operating as a preventive measure against such
violations, but is an exercise of the authority sanctioned by Congress to
administer the system of military justice recognized by the law of war. That
sanction is without qualification as to the exercise of this authority so [*12]
long as a state of war exists -- from its declaration until peace is proclaimed.
See
United States v.
Anderson, 9 Wall. 56, 70;
The Protector, 12
Wall. 700, 702;
McElrath v. United
States, 102 U.S. 426, 438;
Kahn v. Anderson,
255 U.S. 1, 9-10. The war power, from which the
commission derives its existence, is not limited to victories in the field, but
carries with it the inherent power to guard against the immediate renewal of the
conflict, and to remedy, at least in ways Congress has recognized, the evils
which the military operations have produced. See
Stewart v. Kahn,
11 Wall. 493, 507.
[***HR9]
[9]
We cannot say that there is no [***508]
authority to convene a commission after hostilities have ended to try violations
of the law of war committed before their cessation, at least until peace has
been officially recognized by treaty or proclamation of the political branch of
the Government. In fact, in most instances the practical administration of the
system of military justice under the law of war would fail if such authority
were thought to end with the cessation of hostilities. For only after their
cessation could the greater number of offenders and the principal ones be
apprehended and subjected to trial.
No writer on international law appears to have regarded the power of military
tribunals, otherwise competent to try violations of the law of war, as
terminating before the formal state of war has ended. n1 In our own military
history [*13]
there have been numerous instances in which offenders were tried by military
commission after [**347]
the cessation of hostilities and before the proclamation of peace, for offenses
against the law of war committed before the cessation of hostilities. n2
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n1 The Commission on the Responsibility of the Authors of the War and on the
Enforcement of Penalties of the Versailles Peace Conference, which met after
cessation of hostilities in the First World War, were of the view that violators
of the law of war could be tried by military tribunals. See Report of the
Commission, March 9, 1919, 14 Am. J. Int. L. 95, 121. See also memorandum of
American commissioners concurring on this point, id., at p. 141. The
treaties of peace concluded after World War I recognized the right of the Allies
and of the United States to try such offenders before military tribunals. See
Art. 228 of Treaty of Versailles, June 28, 1919; Art. 173 of Treaty of St.
Germain, Sept. 10, 1919; Art. 157 of Treaty of Trianon, June 4, 1920.
The terms of the agreement which ended hostilities in the Boer War reserved the
right to try, before military tribunals, enemy combatants who had violated the
law of war. 95 British and Foreign State Papers (1901-1902) 160. See also trials
cited in Colby, War Crimes, 23 Michigan Law Rev. 482, 496-7.
n2 See cases mentioned in
Ex parte Quirin, supra,
p. 32, note 10, and in 2 Winthrop, supra,
* 1310-1311, n. 5; 14 Op. A. G. 249 (Modoc Indian Prisoners).
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[***HR10]
[10]
The extent to which the power to prosecute violations of the law of war shall be
exercised before peace is declared rests, not with the courts, but with the
political branch of the Government, and may itself be governed by the terms of
an armistice or the treaty of peace. Here, peace has not been agreed upon or
proclaimed. Japan, by her acceptance of the Potsdam Declaration and her
surrender, has acquiesced in the trials of those guilty of violations of the law
of war. The conduct of the trial by the military commission has been authorized
by the political branch of the Government, by military command, by international
law and usage, and by the terms of the surrender of the Japanese government.
[***HR11]
[11]
The charge. Neither congressional action nor the military orders
constituting the commission authorized it to place petitioner on trial unless
the charge preferred against him is of a violation of the law of war. The
charge, so far as now relevant, is that petitioner, between October 9, 1944 and
September 2, 1945, in the Philippine Islands, "while commander of armed forces
of Japan at war with the United States of America and its allies, unlawfully
disregarded and failed to discharge his duty as commander to [*14]
control the operations of the members of his command, permitting them to commit
brutal atrocities and other high crimes against people of the United States and
of its allies and dependencies, particularly the Philippines; and he . . .
thereby violated the laws of war."
Bills of particulars, filed by the prosecution by order of the commission,
allege a series of acts, one hundred and twenty-three in number, [***509]
committed by members of the forces under petitioner's command during the period
mentioned. The first item specifies the execution of "a deliberate plan and
purpose to massacre and exterminate a large part of the civilian population of
Batangas Province, and to devastate and destroy public, private and religious
property therein, as a result of which more than 25,000 men, women and children,
all unarmed noncombatant civilians, were brutally mistreated and killed, without
cause or trial, and entire settlements were devastated and destroyed wantonly
and without military necessity." Other items specify acts of violence, cruelty
and homicide inflicted upon the civilian population and prisoners of war, acts
of wholesale pillage and the wanton destruction of religious monuments.
It is not denied that such acts directed against the civilian population of an
occupied country and against prisoners of war are recognized in international
law as violations of the law of war. Articles 4, 28, 46, and 47, Annex to the
Fourth Hague Convention, 1907, 36 Stat. 2277, 2296, 2303, 2306-7. But it is
urged that the charge does not allege that petitioner has either committed or
directed the commission of such acts, and consequently that no violation is
charged as against him. But this overlooks the fact that the gist of the charge
is an unlawful breach of duty by petitioner as an army commander to control the
operations of the members of his command by "permitting them to commit" the
extensive and widespread atrocities specified. The question then is whether the
law of war imposes [*15]
on an army commander a duty to take such appropriate measures as are within his
power to control the troops under his command for the prevention of the
specified acts which are violations of the law of war and which are likely to
attend the occupation of hostile territory by an uncontrolled soldiery, and
whether he may be charged with personal responsibility for his failure to take
such measures when violations result. That this was the precise issue to be
tried was made clear by the statement of the prosecution at the opening of the
trial.
It is evident that the conduct of military operations by troops whose excesses
are unrestrained by the orders or efforts of their commander would almost
certainly result in violations which it is the purpose of the law of war to
prevent. Its purpose [**348]
to protect civilian populations and prisoners of war from brutality would
largely be defeated if the commander of an invading army could with impunity
neglect to take reasonable measures for their protection. Hence the law of
war presupposes that its violation is to be avoided through the control of the
operations of war by commanders who are to some extent responsible for their
subordinates.
This is recognized by the Annex to the Fourth Hague Convention of 1907,
respecting the laws and customs of war on land. Article 1 lays down as a
condition which an armed force must fulfill in order to be accorded the rights
of lawful belligerents, that it must be "commanded by a person responsible for
his subordinates." 36 Stat. 2295. Similarly Article 19 of the Tenth Hague
Convention, relating to bombardment by naval vessels, provides that commanders
in chief of the belligerent vessels "must see that the above Articles are
properly carried out." 36 Stat. 2389. And Article 26 of the Geneva Red Cross
Convention of 1929, 47 Stat. 2074, 2092, for the amelioration of the condition
of the wounded and sick in armies in the field, makes it "the duty of the
commanders-in-chief of the belligerent [*16]
armies to provide for the details of execution of the foregoing articles, [of
the convention] as well as for unforeseen cases . . ." And, finally, Article 43
of the Annex of the Fourth Hague Convention, 36 Stat. 2306, requires [***510]
that the commander of a force occupying enemy territory, as was petitioner,
"shall take all the measures in his power to restore, and ensure, as far as
possible, public order and safety, while respecting, unless absolutely
prevented, the laws in force in the country."
These provisions plainly imposed on petitioner, who at the time specified was
military governor of the Philippines, as well as commander of the Japanese
forces, an affirmative duty to take such measures as were within his power and
appropriate in the circumstances to protect prisoners of war and the civilian
population. This duty of a commanding officer has heretofore been recognized,
and its breach penalized by our own military tribunals. n3 A like principle has
been applied so as to impose liability on the United States in international
arbitrations. Case of Jeannaud, 3 Moore, International Arbitrations,
3000; Case of The Zafiro, 5 Hackworth, Digest of International Law, 707.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n3 Failure of an officer to take measures to prevent murder of an inhabitant of
an occupied country committed in his presence. Gen. Orders No. 221, Hq. Div. of
the Philippines, August 17, 1901. And in Gen. Orders No. 264, Hq. Div. of the
Philippines, September 9, 1901, it was held that an officer could not be found
guilty for failure to prevent a murder unless it appeared that the accused had
"the power to prevent" it.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[***HR12]
[12]
We do not make the laws of war but we respect them so far as they do not
conflict with the commands of Congress or the Constitution. There is no
contention that the present charge, thus read, is without the support of
evidence, or that the commission held petitioner responsible for failing to take
measures which were beyond his control or inappropriate for a commanding officer
to take in the circumstances. n4 [*17]
We do not here appraise the evidence on which petitioner was convicted. We do
not consider what measures, if any, petitioner took to prevent the commission,
by the troops under his command, of the plain violations of the law of war
detailed in the bill of particulars, or whether such measures as he may have
taken were appropriate and sufficient to discharge the duty imposed upon him.
These are questions within the peculiar competence of the military officers
composing the commission and were for it to decide. See
Smith v. Whitney,
116 U.S. 167, 178. [**349]
It is plain that the charge on which petitioner was tried charged him with a
breach of his duty to control the operations of the members of his command, by
permitting them to commit the specified atrocities. This was enough to require
the commission to hear evidence tending to establish the culpable failure of
petitioner to perform the duty imposed on him by the law of war and to pass upon
its sufficiency to establish guilt.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n4 In its findings the commission took account of the difficulties "faced by the
Accused with respect not only to the swift and overpowering advance of American
forces, but also to the errors of his predecessors, weaknesses in organization,
equipment, supply . . . , training, communication, discipline and morale of his
troops," and the "tactical situation, the character, training and capacity of
staff officers and subordinate commanders as well as the traits of character . .
. of his troops." It nonetheless found that petitioner had not taken such
measures to control his troops as were "required by the circumstances." We do
not weigh the evidence. We merely hold that the charge sufficiently states a
violation against the law of war, and that the commission, upon the facts found,
could properly find petitioner guilty of such a violation.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[***HR13]
[13]
Obviously charges of violations of the law of war triable before a military
tribunal need not be stated with the precision of a common law indictment. Cf.
Collins v.
McDonald, supra, 420. But we conclude that
the allegations of the charge, tested by any reasonable standard, adequately
allege a violation of the law [***511]
of war and that the [*18]
commission had authority to try and decide the issue which it raised. Cf.
Dealy v. United
States, 152 U.S. 539;
Williamson v.
United States, 207 U.S. 425, 447;
Glasser v. United
States, 315 U.S. 60, 66, and cases cited.
The proceedings before the commission. The regulations prescribed by
General MacArthur governing the procedure for the trial of petitioner by the
commission directed that the commission should admit such evidence "as in its
opinion would be of assistance in proving or disproving the charge, or such as
in the commission's opinion would have probative value in the mind of a
reasonable man," and that in particular it might admit affidavits, depositions
or other statements taken by officers detailed for that purpose by military
authority. The petitions in this case charged that in the course of the trial
the commission received, over objection by petitioner's counsel, the deposition
of a witness taken pursuant to military authority by a United States Army
captain. It also, over like objection, admitted hearsay and opinion evidence
tendered by the prosecution. Petitioner argues, as ground for the writ of habeas
corpus, that Article 25 n5 of the Articles of War prohibited the reception in
evidence by the commission of depositions on behalf of the prosecution in a
capital case, and that Article 38 n6 prohibited the reception of hearsay and of
opinion evidence.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n5
Article
25 provides: "A duly authenticated deposition taken upon reasonable notice to
the opposite party may be read in evidence before any military court or
commission in any case not capital, or in any proceeding before a court of
inquiry or a military board, . . . Provided, That testimony by deposition
may be adduced for the defense in capital cases."
n6 Article 38 provides: "The President may, by regulations, which he may modify
from time to time, prescribe the procedure, including modes of proof, in cases
before courts-martial, courts of inquiry, military commissions, and other
military tribunals, which regulations shall insofar as he shall deem
practicable, apply the rules of evidence generally recognized in the trial of
criminal cases in the district courts of the United States: Provided,
That nothing contrary to or inconsistent with these articles shall be so
prescribed: . . ."
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[*19]
[***HR14]
[14]
We think that neither Article 25 nor Article 38 is applicable to the trial of an
enemy combatant by a military commission for violations of the law of war.
Article 2 of the Articles of War enumerates "the persons . . . subject to these
articles," who are denominated, for purposes of the Articles, as "persons
subject to military law." In general, the persons so enumerated are members of
our own Army and of the personnel accompanying the Army. Enemy combatants are
not included among them. Articles 12, 13 and 14, before the adoption of Article
15 in 1916, made all "persons subject to military law" amenable to trial by
courts-martial for any offense made punishable by the Articles of War. Article
12 makes triable by general court-martial "any other person who by the law of
war is subject to trial by military tribunals." Since Article 2, in its 1916
form, includes some persons who, by the law of war, were, prior to 1916, triable
by military commission, it was feared by the proponents of the 1916 legislation
that in the absence of a saving provision, the authority given by Articles 12,
13 and 14 to try such persons before courts-martial might be construed to
deprive the non-statutory military commission of a portion of what was
considered to be its traditional jurisdiction. To avoid this, and to preserve
that jurisdiction [**350]
intact, Article 15 was added to the Articles. n7 It declared [***512]
that "The provisions of these articles [*20]
conferring jurisdiction upon courts-martial shall not be construed as depriving
military commissions . . . of concurrent jurisdiction in respect of offenders or
offenses that . . . by the law of war may be triable by such military
commissions."
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n7 General Crowder, the Judge Advocate General, who appeared before Congress as
sponsor for the adoption of Article 15 and the accompanying amendment of Article
25, in explaining the purpose of Article 15, said:
"Article 15 is new. We have included in article 2 as subject to military law a
number of persons who are also subject to trial by military commission. A
military commission is our common-law war court. It has no statutory existence,
though it is recognized by statute law. As long as the articles embraced them in
the designation 'persons subject to military law,' and provided that they might
be tried by court-martial, I was afraid that, having made a special provision
for their trial by court-martial, [Arts. 12, 13, and 14] it might be held that
the provision operated to exclude trials by military commission and other war
courts; so this new article was introduced: . . ." (Sen. R. 130, 64th Cong., 1st
Sess., p. 40.)
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[***HR15]
[15]
By thus recognizing military commissions in order to preserve their traditional
jurisdiction over enemy combatants unimpaired by the Articles, Congress gave
sanction, as we held in Ex parte Quirin, to any use of the military
commission contemplated by the common law of war. But it did not thereby make
subject to the Articles of War persons other than those defined by Article 2 as
being subject to the Articles, nor did it confer the benefits of the Articles
upon such persons. The Articles recognized but one kind of military commission,
not two. But they sanctioned the use of that one for the trial of two classes of
persons, to one of which the Articles do, and to the other of which they do not,
apply in such trials. Being of this latter class, petitioner cannot claim the
benefits of the Articles, which are applicable only to the members of the other
class. Petitioner, an enemy combatant, is therefore not a person made subject to
the Articles of War by Article 2, and the military commission before which he
was tried, though sanctioned, and its jurisdiction saved, by Article 15, was not
convened by virtue of the Articles of War, but pursuant to the common law of
war. It follows that the Articles of War, including Articles 25 and 38, were not
applicable to petitioner's trial and imposed no restrictions upon the procedure
to be followed. The Articles left the control over the procedure in such a case
where it had previously been, with the military command.
[***HR16]
[16]
Petitioner further urges that by virtue of Article 63 of the Geneva Convention
of 1929, 47 Stat. 2052, he is entitled to the benefits afforded by the 25th and
38th Articles of War to members of our own forces. Article 63 provides:
"Sentence may be pronounced against a prisoner of war [*21]
only by the same courts and according to the same procedure as in the case of
persons belonging to the armed forces of the detaining Power." Since petitioner
is a prisoner of war, and as the 25th and 38th Articles of War apply to the
trial of any person in our own armed forces, it is said that Article 63 requires
them to be applied in the trial of petitioner. But we think examination of
Article 63 in its setting in the Convention plainly shows that it refers to
sentence "pronounced against a prisoner of war" for an offense committed while a
prisoner of war, and not for a violation of the law of war committed while a
combatant.
Article 63 of the Convention appears in part 3, entitled "Judicial Suits," of
Chapter 3, "Penalties Applicable to Prisoners of War," of § V, "Prisoners'
Relations with the Authorities," one of the sections of Title III, "Captivity."
All taken together relate only to the conduct and control of prisoners of war
while in captivity as such. Chapter 1 of § V, Article 42 deals with complaints
of prisoners of war [***513]
because of the conditions of captivity. Chapter 2, Articles 43 and 44, relates
to those of their number chosen by prisoners of war to represent them.
Chapter 3 of § V, Articles 45 through 67, is entitled "Penalties Applicable to
Prisoners of War." Part 1 of that chapter, Articles 45 through 53, indicate what
acts of prisoners of war, committed while prisoners, shall be considered
offenses, and defines to some extent the punishment which the detaining power
may [**351]
impose on account of such offenses. n8 Punishment is of two kinds --
"disciplinary" and [*22]
"judicial," the latter being the more severe. Article 52 requires that leniency
be exercised in deciding whether an offense requires disciplinary or judicial
punishment. Part 2 of Chapter 2 is entitled "Disciplinary Punishments," and
further defines the extent of such punishment, and the mode in which it may be
imposed. Part 3, entitled "Judicial Suits," in which Article 63 is found,
describes the procedure by which "judicial" punishment may be imposed. The three
parts of Chapter 3, taken together, are thus a comprehensive description of the
substantive offenses which prisoners of war may commit during their
imprisonment, of the penalties which may be imposed on account of such offenses,
and of the procedure by which guilt may be adjudged and sentence pronounced.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n8 Part 1 of Chapter 3, "General Provisions," provides in Articles 45 and 46
that prisoners of war are subject to the regulations in force in the armies of
the detaining power, that punishments other than those provided "for the same
acts for soldiers of the national armies" may not be imposed on prisoners of
war, and that "Collective punishment for individual acts" is forbidden. Article
47 provides that "Acts constituting an offense against discipline, and
particularly attempted escape, shall be verified immediately; for all prisoners
of war, commissioned or not, preventive arrest shall be reduced to the absolute
minimum. Judicial proceedings against prisoners of war shall be conducted as
rapidly as the circumstances permit . . . In all cases, the duration of
preventive imprisonment shall be deducted from the disciplinary or judicial
punishment inflicted . . ."
Article 48 provides that prisoners of war, after having suffered "the judicial
or disciplinary punishment which has been imposed on them," are not to be
treated differently from other prisoners, but provides that "prisoners punished
as a result of attempted escape may be subjected to special surveillance."
Article 49 recites that prisoners "given disciplinary punishment may not be
deprived of the prerogatives attached to their rank." Articles 50 and 51 deal
with escaped prisoners who have been retaken or prisoners who have attempted to
escape. Article 52 provides: "Belligerents shall see that the competent
authorities exercise the greatest leniency in deciding the question of whether
an infraction committed by a prisoner of war should be punished by disciplinary
or judicial measures. This shall be the case especially when it is a question of
deciding on acts in connection with escape or attempted escape. . . . A prisoner
may not be punished more than once because of the same act or the same count."
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
We think it clear, from the context of these recited provisions, that part 3,
and Article 63, which it contains, apply only to judicial proceedings directed
against a prisoner of war for offenses committed while a prisoner of war.
Section [*23]
V gives no indication that this part was designed to deal with offenses other
than those referred to in parts 1 and 2 of Chapter 3.
[***HR17]
[17]
We cannot say that the commission, in admitting evidence to which objection is
now made, violated any act of Congress, treaty or military command defining the
commission's authority. For reasons already stated we hold that the commission's
rulings on evidence and on the mode of conducting these proceedings against
petitioner are not reviewable by the courts, but only by the reviewing military
authorities. From this viewpoint it is unnecessary to consider what, in other
situations, the Fifth Amendment might require, and as to that no intimation one
[***514]
way or the other is to be implied. Nothing we have said is to be taken as
indicating any opinion on the question of the wisdom of considering such
evidence, or whether the action of a military tribunal in admitting evidence,
which Congress or controlling military command has directed to be excluded, may
be drawn in question by petition for habeas corpus or prohibition.
[***HR18]
[18]
Effect of failure to give notice of the trial to the protecting power.
Article 60 of the Geneva Convention of July 27, 1929, 47 Stat. 2051, to which
the United States and Japan were signatories, provides that "At the opening of a
judicial proceeding directed against a prisoner of war, the detaining Power
shall advise the representative of the protecting Power thereof as soon as
possible, and always before the date set for the opening of the trial."
Petitioner relies on the failure to give the prescribed notice to the protecting
power n9 to [**352]
establish want of authority in the commission to proceed with the trial.
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n9 Switzerland, at the time of the trial, was the power designated by Japan for
the protection of Japanese prisoners of war detained by the United States,
except in Hawaii. U.S. Dept. of State Bull., Vol. XIII, No. 317, p. 125.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[*24]
For reasons already stated we conclude that Article 60 of the Geneva Convention,
which appears in part 3, Chapter 3, § V, Title III of the Geneva Convention,
applies only to persons who are subjected to judicial proceedings for offenses
committed while prisoners of war. n10
- - - - - - - - - - - - - - Footnotes - - - - - - - - - - - - - - -
n10 One of the items of the bill of particulars, in support of the charge
against petitioner, specifies that he permitted members of the armed forces
under his command to try and execute three named and other prisoners of war,
"subjecting to trial without prior notice to a representative of the protecting
power, without opportunity to defend, and without counsel; denying opportunity
to appeal from the sentence rendered; failing to notify the protecting power of
the sentence pronounced; and executing a death sentence without communicating to
the representative of the protecting power the nature and circumstances of the
offense charged." It might be suggested that if Article 60 is inapplicable to
petitioner it is inapplicable in the cases specified, and that hence he could
not be lawfully held or convicted on a charge of failing to require the notice,
provided for in Article 60, to be given.
As the Government insists, it does not appear from the charge and specifications
that the prisoners in question were not charged with offenses committed by them
as prisoners rather than with offenses against the law of war committed by them
as enemy combatants. But apart from this consideration, independently of the
notice requirements of the Geneva Convention, it is a violation of the law of
war, on which there could be a conviction if supported by evidence, to inflict
capital punishment on prisoners of war without affording to them opportunity to
make a defense. 2 Winthrop, supra, * 434-435, 1241; Article 84, Oxford
Manual, Laws and Customs of War on Land; U.S. War Dept., Basic Field Manual,
Rules of Land Warfare (1940) par. 356; Lieber's Code, G. O. No. 100 (1863)
Instructions for the Government of Armies of the United States in the Field,
par. 12; Spaight, War Rights on Land, 462, n.
Further, the commission, in making its findings, summarized as follows the
charges, on which it acted, in three classes, any one of which, independently of
the others if supported by evidence, would be sufficient to support the
conviction: (1) execution or massacre without trial and maladministration
generally of civilian internees and prisoners of war; (2) brutalities committed
upon the civilian population, and (3) burning and demolition, without adequate
military necessity, of a large number of homes, places of business, places of
religious worship, hospitals, public buildings and educational institutions.
The commission concluded: "(1) That a series of atrocities and other high crimes
have been committed by members of the Japanese armed forces" under command of
petitioner "against people of the United States, their allies and dependencies .
. . ; that they were not sporadic in nature but in many cases were methodically
supervised by Japanese officers and noncommissioned officers"; (2) that during
the period in question petitioner "failed to provide effective control of . . .
[his] troops, as was required by the circumstances." The commission said: ". . .
where murder and rape and vicious, revengeful actions are widespread offenses,
and there is no effective attempt by a commander to discover and control the
criminal acts, such a commander may be held responsible, even criminally liable,
for the lawless acts of his troops, depending upon their nature and the
circumstances surrounding them."
The commission made no finding of non-compliance with the Geneva Convention.
Nothing has been brought to our attention from which we could conclude that the
alleged non-compliance with Article 60 of the Geneva Convention had any relation
to the commission's finding of a series of atrocities committed by members of
the forces under petitioner's command, and that he failed to provide effective
control of his troops, as was required by the circumstances; or which could
support the petitions for habeas corpus on the ground that petitioner had been
charged with or convicted for failure to require the notice prescribed by
Article 60 to be given.
- - - - - - - - - - - - End Footnotes- - - - - - - - - - - - - -
[*25]
[***515]
It thus appears that the order convening the commission was a lawful order, that
the commission was lawfully constituted, that petitioner was charged with
violation of the law of war, and that the commission had [**353]
authority to proceed with the trial, and in doing so did not violate any
military, statutory or constitutional command. We have considered, but find it
unnecessary to discuss, other contentions which we find to be without merit. We
therefore conclude that the detention of petitioner for trial and his detention
upon his conviction, subject to the prescribed review by the military
authorities, were lawful, and that the petition for certiorari, and leave to
file in this Court [*26]
petitions for writs of habeas corpus and prohibition should be, and they are.
Denied.
MR. JUSTICE JACKSON took no part in the consideration or decision of these
cases.
DISSENTBY: MURPHY; RUTLEDGE
DISSENT:
MR. JUSTICE MURPHY, dissenting.
The significance of the issue facing the Court today cannot be overemphasized.
An American military commission has been established to try a fallen military
commander of a conquered nation for an alleged war crime. The authority for such
action grows out of the exercise of the power conferred upon Congress by Article
I, § 8, Cl. 10 of the Constitution to "define and punish . . . Offences against
the Law of Nations . . ." The grave issue raised by this case is whether a
military commission so established and so authorized may disregard the
procedural rights of an accused person as guaranteed by the Constitution,
especially by the due process clause of the Fifth Amendment.
The answer is plain. The Fifth Amendment guarantee of due process of law applies
to "any person" who is accused of a crime by the Federal Government or any of
its agencies. No exception is made as to those who are accused of war crimes or
as to those who possess the status of an enemy belligerent. Indeed, such an
exception would be contrary to the whole philosophy of human rights which makes
the Constitution the great living document that it is. The
immutable rights of the individual, including those secured by the due
process clause of the Fifth Amendment, belong not alone to the members of those
nations that excel on the battlefield or that subscribe to the democratic
ideology. They belong to every person in the world, victor or vanquished,
whatever may be his race, color or beliefs. They rise above any status of
belligerency or outlawry. They survive any popular passion or frenzy of the
moment. No court or legislature or executive, not even the mightiest [*27]
army in the world, can ever destroy them. Such is the universal and
indestructible nature of the rights which the due process clause of the Fifth
Amendment recognizes and protects when life or liberty is threatened by virtue
of the authority of the United States.
The existence of these rights, unfortunately, is not always respected. They are
often trampled under [***516]
by those who are motivated by hatred, aggression or fear. But in this nation
individual rights are recognized and protected, at least in regard to
governmental action. They cannot be ignored by any branch of the Government,
even the military, except under the most extreme and urgent circumstances.
The failure of the military commission to obey the dictates of the due process
requirements of the Fifth Amendment is apparent in this case. The petitioner was
the commander of an army totally destroyed by the superior power of this nation.
While under heavy and destructive attack by our forces, his troops committed
many brutal atrocities and other high crimes. Hostilities ceased and he
voluntarily surrendered. At that point he was entitled, as an individual
protected by the due process clause of the Fifth Amendment, to be treated fairly
and justly according to the accepted rules of law and procedure. He was also
entitled to a fair trial as to any alleged crimes and to be free from charges of
legally unrecognized crimes that would serve only to permit his accusers to
satisfy their desires for revenge.
A military commission was appointed to try the petitioner for an alleged war
crime. The trial was ordered to be held in territory over which the United
States has complete sovereignty. No military necessity or other emergency
demanded the suspension of the safeguards of due process. Yet petitioner was
rushed to trial under an improper charge, given insufficient time to prepare an
adequate defense, deprived of the benefits of some of the most [*28]
elementary rules of evidence and summarily sentenced to be hanged. In all this
needless and unseemly [**354]
haste there was no serious attempt to charge or to prove that he committed a
recognized violation of the laws of war. He was not charged with personally
participating in the acts of atrocity or with ordering or condoning their
commission. Not even knowledge of these crimes was attributed to him. It was
simply alleged that he unlawfully disregarded and failed to discharge his duty
as commander to control the operations of the members of his command, permitting
them to commit the acts of atrocity. The recorded annals of warfare and the
established principles of international law afford not the slightest precedent
for such a charge. This indictment in effect permitted the military commission
to make the crime whatever it willed, dependent upon its biased view as to
petitioner's duties and his disregard thereof, a practice reminiscent of that
pursued in certain less respected nations in recent years.
In my opinion, such a procedure is unworthy of the traditions of our people or
of the immense sacrifices that they have made to advance the common ideals of
mankind. The high feelings of the moment doubtless will be satisfied. But in the
sober afterglow will come the realization of the boundless and dangerous
implications of the procedure sanctioned today. No one in a position of command
in an army, from sergeant to general, can escape those implications. Indeed, the
fate of some future President of the United States and his chiefs of staff and
military advisers may well have been sealed by this decision. But even more
significant will be the hatred and ill-will growing out of the application of
this unprecedented procedure. That has been the inevitable effect of every
method of punishment disregarding the element of personal culpability. The
effect in this instance, unfortunately, will be magnified infinitely, for here
we are dealing with the rights of man on an international level. To subject an
enemy belligerent [*29]
to an unfair trial, to charge him with an unrecognized crime, or to vent on him
our retributive emotions only antagonizes the enemy nation and [***517]
hinders the reconciliation necessary to a peaceful world.
That there were brutal atrocities inflicted upon the helpless Filipino people,
to whom tyranny is no stranger, by Japanese armed forces under the petitioner's
command is undeniable. Starvation, execution or massacre without trial, torture,
rape, murder and wanton destruction of property were foremost among the outright
violations of the laws of war and of the conscience of a civilized world. That
just punishment should be meted out to all those responsible for criminal acts
of this nature is also beyond dispute. But these factors do not answer the
problem in this case. They do not justify the abandonment of our devotion to
justice in dealing with a fallen enemy commander. To conclude otherwise is to
admit that the enemy has lost the battle but has destroyed our ideals.
War breeds atrocities. From the earliest conflicts of recorded history to the
global struggles of modern times inhumanities, lust and pillage have been the
inevitable by-products of man's resort to force and arms. Unfortunately, such
despicable acts have a dangerous tendency to call forth primitive impulses of
vengeance and retaliation among the victimized peoples. The satisfaction of such
impulses in turn breeds resentment and fresh tension. Thus does the spiral of
cruelty and hatred grow.
If we are ever to develop an orderly international community based upon a
recognition of human dignity it is of the utmost importance that the necessary
punishment of those guilty of atrocities be as free as possible from the ugly
stigma of revenge and vindictiveness. Justice must be tempered by compassion
rather than by vengeance. In this, the first case involving this momentous
problem ever to reach this Court, our responsibility is both lofty and
difficult. We must insist, within the confines of our proper [*30]
jurisdiction, that the highest standards of justice be applied in this trial of
an enemy commander conducted under the authority of the United States. Otherwise
stark retribution will be free to masquerade in a cloak of false legalism. And
the hatred and cynicism engendered by that retribution will supplant the great
ideals to which this nation is dedicated.
This Court fortunately has taken the first and most important step toward
insuring the supremacy of law and justice in the treatment of an enemy
belligerent accused of violating the laws of war. Jurisdiction properly has been
asserted to inquire "into the cause of restraint of liberty" of such a person.
28 U. S. C. § 452. Thus
the obnoxious [**355]
doctrine asserted by the Government in this case, to the effect that restraints
of liberty resulting from military trials of war criminals are political matters
completely outside the arena of judicial review, has been rejected fully and
unquestionably. This does not mean, of course, that the foreign affairs and
policies of the nation are proper subjects of judicial inquiry. But when the
liberty of any person is restrained by reason of the authority of the United
States the writ of habeas corpus is available to test the legality of that
restraint, even though direct court review of the restraint is prohibited. The
conclusive presumption must be made, in this country at least, that illegal
restraints are unauthorized and unjustified by any foreign policy of the
Government and that commonly accepted juridical standards are to be recognized
and enforced. On that basis judicial inquiry into these matters may proceed
within its proper sphere.
The determination of the extent of review of war trials calls for judicial
statesmanship of the highest order. The ultimate nature and scope of the writ of
habeas corpus are within the discretion of the judiciary unless validly
circumscribed by Congress. Here we are confronted [***518]
with a use of the writ under circumstances novel in the history of the [*31]
Court. For my own part, I do not feel that we should be confined by the
traditional lines of review drawn in connection with the use of the writ by
ordinary criminals who have direct access to the judiciary in the first
instance. Those held by the military lack any such access; consequently the
judicial review available by habeas corpus must be wider than usual in order
that proper standards of justice may be enforceable.
But for the purposes of this case I accept the scope of review recognized by the
Court at this time. As I understand it, the following issues in connection with
war criminal trials are reviewable through the use of the writ of habeas corpus:
(1) whether the military commission was lawfully created and had authority to
try and to convict the accused of a war crime; (2) whether the charge against
the accused stated a violation of the laws of war; (3) whether the commission,
in admitting certain evidence, violated any law or military command defining the
commission's authority in that respect; and (4) whether the commission lacked
jurisdiction because of a failure to give advance notice to the protecting power
as required by treaty or convention.
The Court, in my judgment, demonstrates conclusively that the military
commission was lawfully created in this instance and that petitioner could not
object to its power to try him for a recognized war crime. Without pausing here
to discuss the third and fourth issues, however, I find it impossible to agree
that the charge against the petitioner stated a recognized violation of the laws
of war.
It is important, in the first place, to appreciate the background of events
preceding this trial. From October 9, 1944, to September 2, 1945, the petitioner
was the Commanding General of the 14th Army Group of the Imperial Japanese Army,
with headquarters in the Philippines. The reconquest of the Philippines by the
armed forces of the United States began approximately at the time when [*32]
the petitioner assumed this command. Combined with a great and decisive sea
battle, an invasion was made on the island of Leyte on October 20, 1944. "In the
six days of the great naval action the Japanese position in the Philippines had
become extremely critical. Most of the serviceable elements of the Japanese Navy
had been committed to the battle with disastrous results. The strike had
miscarried, and General MacArthur's land wedge was firmly implanted in the
vulnerable flank of the enemy . . . There were 260,000 Japanese troops scattered
over the Philippines but most of them might as well have been on the other side
of the world so far as the enemy's ability to shift them to meet the American
thrusts was concerned. If General MacArthur succeeded in establishing himself in
the Visayas where he could stage, exploit, and spread under cover of
overwhelming naval and air superiority, nothing could prevent him from
overrunning the Philippines." Biennial Report of the Chief of Staff of the
United States Army, July 1, 1943, to June 30, 1945, to the Secretary of War, p.
74.
By the end of 1944 the island of Leyte was largely in American hands. And on
January 9, 1945, the island of Luzon was invaded. "Yamashita's inability to cope
with General MacArthur's swift moves, [**356]
his desired reaction to the deception measures, the guerrillas, and General
Kenney's aircraft combined to place the Japanese in an impossible situation. The
enemy was forced into a piecemeal committment of his troops." Ibid., p.
78. It was at this time and place that most of the alleged atrocities took
place. Organized resistance around Manila ceased on February 23. Repeated land
and air assaults pulverized the [***519]
enemy and within a few months there was little left of petitioner's command
except a few remnants which had gathered for a last stand among the precipitous
mountains.
As the military commission here noted, "The Defense established the difficulties
faced by the Accused with respect [*33]
not only to the swift and overpowering advance of American forces, but also to
the errors of his predecessors, weaknesses in organization, equipment, supply
with especial reference to food and gasoline, training, communication,
discipline and morale of his troops. It was alleged that the sudden assignment
of Naval and Air Forces to his tactical command presented almost insurmountable
difficulties. This situation was followed, the Defense contended, by failure to
obey his orders to withdraw troops from Manila, and the subsequent massacre of
unarmed civilians, particularly by Naval forces. Prior to the Luzon Campaign,
Naval forces had reported to a separate ministry in the Japanese Government and
Naval Commanders may not have been receptive or experienced in this instance
with respect to a joint land operation under a single commander who was
designated from the Army Service."
The day of final reckoning for the enemy arrived in August, 1945. On September
3, the petitioner surrendered to the United States Army at Baguio, Luzon. He
immediately became a prisoner of war and was interned in prison in conformity
with the rules of international law. On September 25, approximately three weeks
after surrendering, he was served with the charge in issue in this case. Upon
service of the charge he was removed from the status of a prisoner of war and
placed in confinement as an accused war criminal. Arraignment followed on
October 8 before a military commission specially appointed for the case.
Petitioner pleaded not guilty. He was also served on that day with a bill of
particulars alleging 64 crimes by troops under his command. A supplemental bill
alleging 59 more crimes by his troops was filed on October 29, the same day that
the trial began. No continuance was allowed for preparation of a defense as to
the supplemental bill. The trial continued uninterrupted until December 5, 1945.
On December 7 petitioner was found guilty as charged and was sentenced to be
hanged.
[*34]
The petitioner was accused of having "unlawfully disregarded and failed to
discharge his duty as commander to control the operations of the members of his
command, permitting them to commit brutal atrocities and other high crimes." The
bills of particulars further alleged that specific acts of atrocity were
committed by "members of the armed forces of Japan under the command of the
accused." Nowhere was it alleged that the petitioner personally committed any of
the atrocities, or that he ordered their commission, or that he had any
knowledge of the commission thereof by members of his command.
The findings of the military commission bear out this absence of any direct
personal charge against the petitioner. The commission merely found that
atrocities and other high crimes "have been committed by members of the Japanese
armed forces under your command . . . that they were not sporadic in nature but
in many cases were methodically supervised by Japanese officers and
noncommissioned officers; . . . That during the period in question you failed to
provide effective control of your troops as was required by the circumstances."
In other words, read against the background of military events in the
Philippines subsequent to October 9, 1944, these charges amount to this: "We,
the victorious American forces, have done everything possible to destroy and
disorganize your lines of communication, your effective control of your
personnel, [***520]
your ability to wage war. In those respects we have succeeded. We have defeated
and crushed your forces. And now we charge and condemn you for having been
inefficient in maintaining control of your troops during the period when we were
so effectively besieging and eliminating your forces and blocking your ability
to maintain effective [**357]
control. Many terrible atrocities were committed by your disorganized troops.
Because these atrocities were so widespread we will not bother to charge or
prove that you committed, ordered or [*35]
condoned any of them. We will assume that they must have resulted from your
inefficiency and negligence as a commander. In short, we charge you with the
crime of inefficiency in controlling your troops. We will judge the discharge of
your duties by the disorganization which we ourselves created in large part. Our
standards of judgment are whatever we wish to make them."
Nothing in all history or in international law, at least as far as I am aware,
justifies such a charge against a fallen commander of a defeated force. To use
the very inefficiency and disorganization created by the victorious forces as
the primary basis for condemning officers of the defeated armies bears no
resemblance to justice or to military reality.
International law makes no attempt to define the duties of a commander of an
army under constant and overwhelming assault; nor does it impose liability under
such circumstances for failure to meet the ordinary responsibilities of command.
The omission is understandable. Duties, as well as ability to control troops,
vary according to the nature and intensity of the particular battle. To find an
unlawful deviation from duty under battle conditions requires difficult and
speculative calculations. Such calculations become highly untrustworthy when
they are made by the victor in relation to the actions of a vanquished
commander. Objective and realistic norms of conduct are then extremely unlikely
to be used in forming a judgment as to deviations from duty. The probability
that vengeance will form the major part of the victor's judgment is an
unfortunate but inescapable fact. So great is that probability that
international law refuses to recognize such a judgment as a basis for a war
crime, however fair the judgment may be in a particular instance. It is this
consideration that undermines the charge against the petitioner in this case.
The indictment permits, indeed compels, the military commission of a victorious
nation to [*36]
sit in judgment upon the military strategy and actions of the defeated enemy and
to use its conclusions to determine the criminal liability of an enemy
commander. Life and liberty are made to depend upon the biased will of the
victor rather than upon objective standards of conduct.
The Court's reliance upon vague and indefinite references in certain of the
Hague Conventions and the Geneva Red Cross Convention is misplaced. Thus the
statement in Article 1 of the Annex to Hague Convention No. IV of October 18,
1907, 36 Stat. 2277, 2295, to the effect that the laws, rights and duties of war
apply to military and volunteer corps only if they are "commanded by a person
responsible for his subordinates," has no bearing upon the problem in this case.
Even if it has, the clause "responsible for his subordinates" fails to state to
whom the responsibility is owed or to indicate the type of responsibility
contemplated. The phrase has received differing interpretations by authorities
on international law. In Oppenheim, International Law (6th ed., rev. by
Lauterpacht, 1940, vol. 2, p. 204, fn. 3) it is stated that "The meaning of the
word 'responsible' . . . is not clear. It probably means 'responsible to some
higher authority,' whether the person is appointed